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RIA / WealthAdvisor29 years in industry

JOHN EUGENE MARTY

Advisor at RB CAPITAL MANAGEMENT, LLC

Burlingame, CA

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Search this name across graphsid dfx:ria:0065b0ba-33a9-c9db-9f95-43fb23c5d9e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 29, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RB CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 29, 1996
First registration: Jun 29, 1998
Dual registered: no
IAPD individual key: 2822873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 1, 2016	n/a	yes	Burlingame, CA	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 15, 2016	Mar 23, 2017	no	BURLINGAME,, CA\|BURLINGAME, CA\|ATLANTA, GA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	May 9, 2012	Apr 18, 2016	no	DALY CITY, CA\|HALF MOON BAY, CA\|REDWOOD CITY, CA\|SUNNYVALE, CA\|SAN MATEO, CA\|SOUTH SAN FRANCISCO, CA\|PESCADERO, CA\|SAN FRANCISCO, CA\|PACIFICA, CA\|SAN FRACISCO, CA\|MILLBRAE, CA\|SAN FRANCISCO, CA\|GREENWOOD VILLAGE, CO\|BURLINGAME, CA	Previous registration
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 14, 2005	Mar 25, 2015	no	BRISBANE, CA\|BURLINGAME, CA\|RENO, NV	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Sep 13, 2003	Oct 11, 2004	no	BRISBANE, CA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Jun 29, 1998	Sep 24, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	n/a	Mar 23, 2017	n/a	n/a	Departure no registered destination	Departure
CETERA ADVISORS LLC	RB CAPITAL MANAGEMENT, LLC	Apr 18, 2016	Apr 1, 2016	-17	Firm change	Other
RB CAPITAL MANAGEMENT, LLC	CETERA ADVISORS LLC	Mar 25, 2015	May 9, 2012	-1,050	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	RB CAPITAL MANAGEMENT, LLC	Oct 11, 2004	Jun 14, 2005	246	Firm change	Other
PIPER SANDLER & CO.	GUNNALLEN FINANCIAL, INC	Sep 24, 2003	Sep 13, 2003	-11	Firm change	Other

Relationships

Registered with (5)

→ RB CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2005 to Mar 25, 2015factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 15, 2016 to Mar 23, 2017factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
May 9, 2012 to Apr 18, 2016factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Sep 13, 2003 to Oct 11, 2004factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Jun 29, 1998 to Sep 24, 2003factForm ADV

Dated events

No dated event names this entity yet.