DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at O'HAGAN GROUP, INC.
BETHLEHEM, PA | Tierra Verde, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O'HAGAN GROUP, INC. | Independent wealth | Sep 30, 2021 | n/a | yes | BETHLEHEM, PA|Tierra Verde, FL | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Nov 6, 2020 | Sep 30, 2021 | no | Bethlehem, PA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Sep 25, 2013 | Nov 6, 2020 | no | BETHLEHEM, PA|SEATTLE, WA|Bethlehem, PA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | O'HAGAN GROUP, INC. | Sep 30, 2021 | Sep 30, 2021 | 0 | Firm change | Ibd to new firm |
| KMS FINANCIAL SERVICES, INC | ARBOR POINT ADVISORS | Nov 6, 2020 | Nov 6, 2020 | 0 | Channel change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:315389:PA:2021-09-30 | Sep 30, 2021 | Sep 30, 2021 | BETHLEHEM, PA | Firm change |
| 3866:165127:WA:2020-11-06 | Nov 6, 2020 | Nov 6, 2020 | SEATTLE, WA | Firm change |