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ARBOR POINT ADVISORS, LLC, CRD 165127
LAVISTA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AG ARTEMIS HOLDINGS GP LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Aug 26, 2024 |
| AG ARTEMIS HOLDINGS, L.P. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Aug 26, 2024 |
| AG INTERMEDIATE CORPORATION | Shareholder | E | yes | 05/2020 | Jun 26, 2020 | Aug 26, 2024 |
| AG PARENT CORP. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Aug 26, 2024 |
| BERLINSKI, MILTON, RALPH | INVESTMENT MEMBER | F | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| BERLINSKI, MILTON, RALPH | Member | C | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER | F | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| BERLINSKI, MILTON, RALPH | Trustee | F | yes | 06/2006 | Jun 26, 2020 | Aug 26, 2024 |
| CORNICK, GREGORY, ALLEN | Director | Na | yes | 08/2021 | Aug 9, 2021 | Aug 26, 2024 |
| FORD, ERINN, JUNE | DIRECTOR, INTERIM CHAIRMAN | Na | yes | 08/2021 | Aug 9, 2021 | Aug 26, 2024 |
| MRB ICB LLC | Member | C | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| OSAIC FINANCIAL SERVICES, INC. | Shareholder | E | yes | 05/2020 | Jul 21, 2023 | Aug 26, 2024 |
| OSAIC HOLDINGS, INC. | Shareholder | E | yes | 05/2020 | Jul 21, 2023 | Aug 26, 2024 |
| RCP ARTEMIS CO-INVEST GP LLC | GENERAL PARTNER | D | yes | 05/2019 | Jun 26, 2020 | Aug 26, 2024 |
| RCP ARTEMIS CO-INVEST, L.P. | LIMITED PARTNER | D | yes | 08/2019 | Mar 13, 2020 | Aug 26, 2024 |
| RCP GENPAR HOLDCO, LLC | LIMITED PARTNER | E | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| RCP GENPAR LP | Shareholder | E | yes | 01/2018 | Jun 26, 2020 | Aug 26, 2024 |
| RCP OPP FUND II GP, LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Aug 26, 2024 |
| SCHLUETER, MATTHEW, ADAM | EXECUTIVE VICE PRESIDENT | Na | yes | 02/2020 | Jun 26, 2020 | Aug 26, 2024 |
| SECURITIES AMERICA FINANCIAL CORPORATION | Member | E | yes | 07/2012 | Sep 5, 2012 | Aug 26, 2024 |
| SWENSON, EDWARD, CHRISTY | PRESIDENT, COO | Na | yes | 01/2024 | Feb 8, 2024 | Aug 26, 2024 |
| THE BERLINSKI FAMILY 2006 TRUST | Member | E | yes | 08/2014 | Jun 26, 2020 | Aug 26, 2024 |
| Northrip, Iryna, Yakovlevna | SVP, CHIEF COMPLIANCE OFFICER | Na | no | 05/2022 | Jun 22, 2022 | Aug 26, 2024 |
| SCHMIDT, DAVID, MARTIN | Treasurer | Na | no | 03/2021 | Aug 9, 2021 | Aug 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | n/a | Bd affiliated wealth | $235B | N | yes | n/a |
| OSAIC SERVICES, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| OSAIC ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $15B | N | yes | n/a |
| AMERICAN PORTFOLIOS ADVISORS. INC | n/a | Former SEC adviser | $13B | N | yes | n/a |
| LADENBURG THALMANN ASSET MANAGEMENT INC | n/a | Other adviser | $6.7B | N | yes | n/a |
| OSAIC INSTITUTIONS, INC. | n/a | Bd affiliated wealth | $6.5B | N | yes | n/a |
| BLACK DIAMOND FINANCIAL, LLC | n/a | Independent wealth | $441M | N | yes | n/a |
| VISION2020 WEALTH MANAGEMENT CORP. | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| HIGHLAND CAPITAL BROKERAGE | n/a | n/a | n/a | N | yes | n/a |
| LADENBURG THALMANN & CO. INC. | n/a | n/a | n/a | N | yes | n/a |
| PREMIER TRUST, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| MAYFIELD HTS | Oh | United States | 9 | yes |
| Lewiston | Id | United States | 6 | yes |
| Pocatello | Id | United States | 6 | yes |
| Omaha | Ne | United States | 5 | yes |
| THE WOODLANDS | TX | United States | 5 | yes |
| Auburn | Al | United States | 4 | yes |
| Windsor | Ct | United States | 4 | yes |
| Boise | Id | United States | 4 | yes |
| Omaha | Ne | United States | 4 | yes |
| Vancouver | Wa | United States | 4 | yes |
| Roseville | CA | United States | 3 | yes |
| Torrance | CA | United States | 3 | yes |
| WESTLAKE VILLAGE | CA | United States | 3 | yes |
| ST. PETERSBURG | FL | United States | 3 | yes |
| OAK BROOK | IL | United States | 3 | yes |
| Wichita | Ks | United States | 3 | yes |
| Eugene | Or | United States | 3 | yes |
| Houston | TX | United States | 3 | yes |
| SAN DIEGO | CA | United States | 2 | yes |
| Longwood | FL | United States | 2 | yes |
| ST LOUIS PARK | Mn | United States | 2 | yes |
| Omaha | Ne | United States | 2 | yes |
| MAYFIELD HEIGHTS | Oh | United States | 2 | yes |
| Duncan | Ok | United States | 2 | yes |
| Southlake | TX | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 28, 2024 | $6.9B | $6.9B | 2,643 | 208 | 147 | n/a | n/a |
| 2022 | May 3, 2023 | $6.4B | $6.2B | 1,844 | 215 | 138 | n/a | n/a |
| 2021 | Mar 31, 2022 | $9.1B | $7.4B | 2,168 | 243 | 150 | n/a | n/a |
| 2020 | Mar 30, 2021 | $7.3B | $7.2B | 1,975 | 247 | 160 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.9B | $3.8B | 129 | 129 | 72 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.1B | $2.1B | 93 | 93 | 56 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.8B | $1.8B | 89 | 89 | 45 | n/a | n/a |
| 2016 | Mar 13, 2017 | $975M | $975M | 53 | 52 | n/a | n/a | n/a |
| 2015 | Feb 22, 2016 | $552M | $552M | 35 | 32 | n/a | n/a | n/a |
| 2014 | Mar 10, 2015 | $406M | $406M | 24 | 23 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $31.7M | $31.7M | 10 | 10 | n/a | n/a | n/a |
| 2012 | Dec 21, 2012 | $0 | $0 | 1 | 0 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $6.9B | $6.4B | 7.8% | $7.3B | -1.8% | 2,643 | 1,844 | 147 | 138 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FOOTHILL SECURITIES, INC. | 2 | Nov 8, 2024 | Dec 9, 2016 | SAN RAMON, CA | Team lift out | Other | 1.2% |
| OSAIC WEALTH, INC. | 13 | Nov 8, 2024 | Sep 25, 2024 | TORRANCE, CA | Channel change | Ibd to ibd | 7.7% |
| OSAIC WEALTH, INC. | 2 | Nov 8, 2024 | Jun 14, 2024 | ST PETERSBURG, FL | Channel change | Ibd to ibd | 1.2% |
| OSAIC WEALTH, INC. | 2 | Nov 8, 2024 | Sep 25, 2024 | POCATELLO, ID | Channel change | Ibd to ibd | 1.2% |
| OSAIC WEALTH, INC. | 2 | Nov 8, 2024 | Jun 14, 2024 | WEST BLOOMFIELD, MI | Channel change | Ibd to ibd | 1.2% |
| OSAIC WEALTH, INC. | 8 | Nov 8, 2024 | Jun 14, 2024 | LA VISTA, NE | Channel change | Ibd to ibd | 4.7% |
| OSAIC WEALTH, INC. | 8 | Nov 8, 2024 | Jun 14, 2024 | MAYFIELD HTS, OH | Channel change | Ibd to ibd | 4.7% |
| OSAIC WEALTH, INC. | 3 | Nov 8, 2024 | Jun 14, 2024 | PORTLAND, OR | Channel change | Ibd to ibd | 1.8% |
| OSAIC WEALTH, INC. | 4 | Nov 8, 2024 | Jun 14, 2024 | SOUTHLAKE, TX | Channel change | Ibd to ibd | 2.4% |
| OSAIC WEALTH, INC. | 8 | Nov 8, 2024 | Jun 14, 2024 | MAPLE VALLEY, WA | Channel change | Ibd to ibd | 4.7% |
| ECHELON GROUP | 3 | Nov 8, 2024 | Nov 12, 2024 | BOISE, ID | Team lift out | Ibd to new firm | 1.8% |
| ALLWORTH FINANCIAL, L.P. | 2 | Nov 5, 2024 | Jun 9, 2025 | PORTLAND, OR | Team lift out | Ibd to ibd | 1.1% |
| ALLWORTH FINANCIAL, L.P. | 5 | Nov 5, 2024 | Nov 7, 2024 | VANCOUVER, WA | Team lift out | Ibd to ibd | 2.8% |
| LPL FINANCIAL LLC | 2 | Aug 2, 2024 | Aug 2, 2024 | LONGWOOD, FL | Team lift out | Ibd to ibd | 1.1% |
| OSAIC WEALTH, INC. | 2 | May 28, 2024 | Jun 14, 2024 | ST LOUIS PARK, MN | Channel change | Ibd to ibd | 1.1% |
| LPL FINANCIAL LLC | 4 | May 21, 2024 | May 21, 2024 | SPOKANE, WA | Team lift out | Ibd to ibd | 2.2% |
| COOPER MCMANUS | 2 | May 1, 2024 | May 2, 2024 | OVERLAND PARK, KS | Team lift out | Ibd to RIA | 1.1% |
| COMMONWEALTH FINANCIAL SERVICES | 6 | Apr 6, 2023 | Apr 14, 2023 | PARKERSBURG, WV | Team lift out | Ibd to new firm | 3.0% |
| COMMONWEALTH FINANCIAL SERVICES | 3 | Apr 6, 2023 | Apr 11, 2023 | MARIETTA, OH | Team lift out | Ibd to new firm | 1.5% |
| SYNTEGRA PRIVATE WEALTH GROUP LLC | 9 | Dec 31, 2022 | Nov 7, 2022 | CHESTERFIELD, MO | Team lift out | Ibd to RIA | 4.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | 14 | Jun 14, 2024 | Mar 15, 2022 | TORRANCE, CA | Channel change | Ibd to ibd | 0.8% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Jun 14, 2024 | Mar 5, 2018 | ST LOUIS PARK, MN | Channel change | Ibd to ibd | 0.1% |
| SECURITIES AMERICA ADVISORS, INC. | 9 | Jun 14, 2024 | Apr 26, 2023 | LA VISTA, NE | Channel change | Ibd to ibd | 0.5% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Jun 14, 2024 | Sep 18, 2023 | STRONGSVILLE, OH | Channel change | Ibd to ibd | 0.1% |
| SECURITIES AMERICA ADVISORS, INC. | 6 | Jun 14, 2024 | Nov 10, 2020 | EUGENE, OR | Channel change | Ibd to ibd | 0.3% |
| SECURITIES AMERICA ADVISORS, INC. | 5 | Jun 14, 2024 | Aug 16, 2022 | SOUTHLAKE, TX | Channel change | Ibd to ibd | 0.3% |
| SECURITIES AMERICA ADVISORS, INC. | 8 | Jun 14, 2024 | Oct 25, 2022 | MAPLE VALLEY, WA | Channel change | Ibd to ibd | 0.5% |
| SECURITIES AMERICA ADVISORS, INC. | 4 | May 21, 2024 | Nov 6, 2020 | SPOKANE, WA | Channel change | Ibd to ibd | 0.2% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Aug 16, 2022 | Aug 22, 2019 | RIVERWOODS, IL | Channel change | Ibd to ibd | 0.1% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2 | Mar 25, 2022 | Mar 24, 2022 | COTTLEVILLE, MO | Team lift out | Ibd to ibd | 0.0% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Dec 21, 2021 | Jan 21, 2021 | HUNTINGTON BEACH, CA | Channel change | Ibd to ibd | 0.1% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Oct 28, 2021 | Nov 9, 2020 | MERIDIAN, ID | Channel change | Ibd to ibd | 0.1% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 4 | Aug 2, 2021 | Jul 29, 2021 | THE WOODLANDS, TX | Team lift out | Ibd to ibd | 0.0% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | Apr 27, 2021 | Nov 6, 2020 | EDMONDS, WA | Channel change | Ibd to ibd | 0.1% |
| CEDAR BROOK GROUP | 5 | Apr 21, 2021 | Apr 7, 2021 | CLEVELAND, OH | Team lift out | RIA to ibd | 23.8% |
| CEDAR BROOK GROUP | 4 | Mar 16, 2021 | Mar 1, 2021 | CLEVELAND, OH | Team lift out | RIA to ibd | 17.4% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 3 | Nov 20, 2020 | Nov 20, 2020 | DURHAM, NC | Team lift out | Ibd to ibd | 0.0% |
| KMS FINANCIAL SERVICES, INC | 2 | Nov 6, 2020 | Nov 6, 2020 | MOUNTAIN VIEW, CA | Channel change | Ibd to ibd | 1.0% |
| KMS FINANCIAL SERVICES, INC | 53 | Nov 6, 2020 | Nov 6, 2020 | SEATTLE, WA | Channel change | Ibd to ibd | 25.2% |
| VERUS CAPITAL PARTNERS, LLC | 2 | Oct 16, 2020 | Oct 16, 2020 | SOUTH JORDAN, UT | Team lift out | RIA to ibd | 6.9% |