DFX Intelligence

A•••• J•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner22 years in industry

A•••• J•••• B•••

Advisor at C••••••• W••••• S••••••••• L••

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00750c0f-c743-fa3a-f7f8-89cd8a9bf46d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• S••••••••• L••	State registered	May 14, 2026	n/a	yes	CARY, NC	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Apr 11, 2011	Jul 23, 2014	no	CARY, NC\|HOUSTON, TX\|CARY, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	C••••••• W••••• S••••••••• L••	Jul 23, 2014	May 14, 2026	4,313	Firm change after gap	Other
P•••••••• S••••••••• I•••	N••• F•••••••• G••••• I•••	Apr 12, 2011	Apr 11, 2011

Relationships

Registered with (4)

→ C••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 11, 2011 to Jul 23, 2014factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2007 to Apr 12, 2011factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00750c0f-c743-fa3a-f7f8-89cd8a9bf46d
First observed: Apr 15, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.