DFX Intelligence

A•••••• C••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

A•••••• C••••• R•••••

Advisor at K••••• A•••••••• I•••

Tavernier, FL | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:007be691-5540-f609-e424-5748a21c284b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	May 29, 2007	n/a	yes	FT. LAUDERDALE, FL\|Tavernier, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 10, 2004	Jun 14, 2007	no	AVENTURA, FL\|AVENTURA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• A•••••••• I•••	Jun 14, 2007	May 29, 2007	-16	Firm change	Other
A•••• • F•••••••• P•••••••• L••	L•• F•••••••• L••	Aug 25, 2004	Aug 10, 2004

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
May 29, 2007 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2004 to Jun 14, 2007factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 11, 2002 to Aug 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:007be691-5540-f609-e424-5748a21c284b
First observed: Mar 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.