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K••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

K••••• A•••••••• I•••

CRD 140808

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04d1856b-20c1-843b-82fe-9398d9d11244

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 532
Dated events: 40
On other graphs: 0
Observed: Mar 7, 2012 to Apr 27, 2026
48 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

2 advisors left C••••• I••••••••• A••••••• L•• (Boerne, TX) for K••••• A•••••••• I••• within 10 days

Dated 2026-08-25 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

K••••• A•••••••• I••• · destination firm

Advisor Recruiting IntelligenceAug 25, 2026 · seen 6 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=288.0
Regulatory AUM: $6.3BItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1B
Private client RAUM: $5.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 257
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 257

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• J••• K•••••	n/a	FT. LAUDERDALE, FL	22	29	n/a	yes
R••••• S•••• K••••	n/a	FT. LAUDERDALE, FL	22

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• F••••••••• L••	Owner	E	yes	01/2011	Apr 27, 2026	Apr 27, 2026
K•••••• B••••• J•••	President	Na	yes	11/2020	Apr 27, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• J• K•••••• P•••	n/a	n/a	n/a	N	yes	n/a
K••••• S••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA BARBARA	CA	United States	5	yes
Adel	Ga	United States	5	yes
SAN JUAN	Pr	United States	5	yes
Kennesaw	Ga	United States	4	yes
Marietta	Ga

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
19	28	-9	10.9%	7	10	0	53	60

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.3B	$5.5B	13.5%	$3.7B	19.8%	320	330	198	198

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I•••••••• A•••••••• L••	2	Jul 16, 2026	Jul 14, 2026	ABERDEEN, SD	Team lift out	Ibd to ibd	0.8%
I••••••••• F•••••••• P•••••••	2	Feb 24, 2026

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• I••••••••• A••••••• L••	2	Aug 25, 2026	Aug 21, 2026	BOERNE, TX	Team lift out	Ibd to ibd	0.0%
O••••••••• S••••••••• I•••	2	Jun 26, 2026

Relationships

showing 80 of 532

Registered with (79)

← Kyle NicholsAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← S•••• M•••••• WALLACEAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← JEANNIE LYNN WALLACEAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← PATRICK R•••••SON

Dated events

Occurred
Aug 25, 2026
Team lift-out
2 advisors left C••••• I••••••••• A••••••• L•• (Boerne, TX) for K••••• A•••••••• I••• within 10 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 24, 2026
A•••••• firm change
Shuang Guo left K••••• A•••••••• I••• for M Holdings Securities, Inc. (registered 2026-08-25)
Form ADVobserved 6 days ago
Occurred
Aug 18, 2026
A•••••• firm change
David Chou left K••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-08-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04d1856b-20c1-843b-82fe-9398d9d11244
First observed: Mar 7, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 27, 2026	$6.3B	$5.1B	320	300	198	n/a	n/a
2024	Apr 28, 2025	$5.5B	$4.8B	330	305	198	n/a	n/a
2023	Mar 29, 2024	$4.3B	$3.5B	315	300	205	n/a	n/a
2022	Mar 31, 2023	$3.7B	$3.0B	330	305	210	n/a	n/a
2021	Mar 31, 2022	$4.5B	$3.5B	320	295	180	n/a	n/a
2020	Apr 1, 2021	$3.5B	$2.4B	294	269	165	n/a	n/a
2019	May 7, 2020	$2.9B	$2.1B	294	269	165	n/a	n/a
2018	Mar 30, 2019	$2.3B	$1.6B	290	262	165	n/a	n/a
2017	Mar 29, 2018	$2.2B	$1.7B	295	268	164	n/a	n/a
2016	Mar 31, 2017	$1.7B	$1.3B	250	250	n/a	n/a	n/a
2015	Mar 30, 2016	$1.3B	$981M	245	245	n/a	n/a	n/a
2014	Mar 24, 2015	$1.2B	$814M	199	199	n/a	n/a	n/a
2013	Mar 28, 2014	$914M	$561M	171	171	n/a	n/a	n/a
2012	Mar 28, 2013	$809M	$397M	167	167	n/a	n/a	n/a
2011	Mar 7, 2012	$615M	$331M	n/a	n/a	n/a	n/a	n/a