DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

ADAM JAMES TASSE

Advisor at SEAPORT WEALTH MANAGEMENT

Scottdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:007d7be6-9eb6-6667-d92d-1dd6feb4d1ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEAPORT WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 7, 2001
First registration: Nov 14, 2002
Dual registered: no
IAPD individual key: 3259345

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEAPORT WEALTH MANAGEMENT	State registered	Jul 12, 2023	n/a	yes	Scottdale, AZ	Current employment
NFSG CORPORATION	Bd affiliated wealth	Nov 28, 2007	Mar 13, 2023	no	BOCA RATON, FL\|SAN DIEGO, CA\|SAN DIEGO, CA\|PHOENIX, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 6, 2004	Jun 6, 2006	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 14, 2002	Mar 25, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFSG CORPORATION	SEAPORT WEALTH MANAGEMENT	Mar 13, 2023	Jul 12, 2023	121	Firm change	Ibd to state RIA
LPL FINANCIAL LLC	NFSG CORPORATION	Jun 6, 2006	Nov 28, 2007	540	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	LPL FINANCIAL LLC	Mar 25, 2004	Apr 6, 2004	12	Firm change	Other

Relationships

Registered with (4)

→ SEAPORT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jul 12, 2023 to presentfactForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Nov 28, 2007 to Mar 13, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 6, 2004 to Jun 6, 2006factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 14, 2002 to Mar 25, 2004factForm ADV

Dated events

Occurred
Mar 13, 2023
Advisor changed firm
Adam James Tasse left Nfsg Corporation for Seaport Wealth Management (registered 2023-07-12)
Form ADVobserved 4 days ago