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RIA / WealthPrivate fundother private fund3(c)(1)dropped

NW SULLIVAN LP

advised by RIVO ALTO CAPITAL FUNDING LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00805c64-5483-3d38-fcfd-801ee5c8a91e

Data as of Mar 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 23, 2017 to Mar 1, 2019
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

NW Sullivan LP

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: RIVO ALTO CAPITAL FUNDING LLCCRD 162400
Fund type: PRIVATE MORTGAGES
Latest reported GAV: $13.7Mgross asset value on Schedule D 7.B(1), as of 2019-03-01; never fund size
Peak reported GAV: $13.7M
Beneficial owners: 10
Minimum investment: $100,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Form D file number: 021-258699an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Mar 23, 2017
Last reported: Mar 1, 2019fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 8
Fund id: 805-9170577123

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 1, 2019	$13.7M	10	$100,000	0.0%	yes	NW SULLIVAN LP
Mar 15, 2018	$13.0M	10	$100,000	0.0%	yes	NW SULLIVAN LP
Jun 7, 2017	$12.2M	10	$100,000	0.0%	yes	NW SULLIVAN LP
Jun 6, 2017	$12.2M	10	$100,000	0.0%	yes	NW SULLIVAN LP
Mar 23, 2017	$12.2M	10	$100,000	0.0%	no	NW SULLIVAN LP

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
CAPITAL ONE BANK NA	CAPITAL ONE BANK NA	BATON ROUGE	Louisiana	United States	no	n/a

Relationships

Advises (1)

← RIVO ALTO CAPITAL FUNDING LLCRegistered adviserOther Private Fund, IA, no longer reported
Mar 23, 2017 to Mar 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00805c64-5483-3d38-fcfd-801ee5c8a91e
First observed: Mar 23, 2017
Last observed: Mar 1, 2019 92 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NW SULLIVAN LP

advised by RIVO ALTO CAPITAL FUNDING LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00805c64-5483-3d38-fcfd-801ee5c8a91e

Data as of Mar 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 1, 2019

$13.7M

$100,000

0.0%

yes

NW SULLIVAN LP

Mar 15, 2018

$13.0M

$100,000

0.0%

yes

NW SULLIVAN LP

Jun 7, 2017

$12.2M

$100,000

0.0%

yes

NW SULLIVAN LP

Jun 6, 2017

$12.2M

$100,000

0.0%

yes

NW SULLIVAN LP

Mar 23, 2017

$12.2M

$100,000

0.0%

NW SULLIVAN LP

Custodian

Legal name

City

State

Country

Related person

SEC number

CAPITAL ONE BANK NA

BATON ROUGE

Louisiana

United States

n/a