DFX Intelligence

R••• A••• C•••••• F•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

R••• A••• C•••••• F•••••• L••

CRD 162400

NORTH MIAMI BEACH, FL

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Search this name across graphsid dfx:ria:4c9def93-0126-fbbc-fa6a-854a2af36497

Data as of May 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 4
On other graphs: 1
Observed: Jun 6, 2017 to May 21, 2025
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R••• A••• C•••••• F•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $27.6M••• Locked
Discretionary RAUM: $27.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• 2••• E•••••••• L•	Other Private Fund	$334M	May 9, 2023	167	Mar 23, 2017	dropped	021-270901
N•• W••• L•••••• ••••••• L•	Other Private Fund	$18.2M	Jun 7, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• I•••	Owner	D	yes	06/2012	Jun 6, 2017	Jul 29, 2024
E••••••••• J•••• M••••••	Shareholder	E	yes	06/1998	Jun 6, 2017	Jul 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
L••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$27.6M	$12.1M	128.1%	$375M	-58.1%	13	11	0	0

Relationships

Advises (17)

→ N•• W••• E••• 6• L•Private fundOther Private Fund, IA
Mar 23, 2017 to presentfactForm ADV
→ N•• 2••• E•••••••• L•Private fundOther Private Fund, IA, no longer reported
Mar 23, 2017 to May 9, 2023factForm ADV
→ R• B••••••••• I•••••••• L••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2022 to May 9, 2023factForm ADV
→ R• P••••• L••••••• I••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2025
Regulatory AUM changed
R••• A••• C•••••• F•••••• L•• reported RAUM $11.1M, down 98% from $660.3M (2024-07-29 to 2025-03-31)
Form ADVobserved 7 days ago
$-649M
Occurred
Mar 30, 2024
Regulatory AUM changed
R••• A••• C•••••• F•••••• L•• reported RAUM $12.1M, down 97% from $363.2M (2023-05-09 to 2024-03-30)
Form ADVobserved 7 days ago
$-351M
Occurred
Jun 6, 2017
First Form ADV filing
R••• A••• C•••••• F•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c9def93-0126-fbbc-fa6a-854a2af36497
First observed: Jun 6, 2017
Last observed: May 21, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.