DFX Intelligence

E••• R•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

E••• R•••••• C•••••

Advisor at M•••• F•••••••• A•••••••

BOTHELL, WA | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:0089fcb0-428b-4db8-9893-471459b51893

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jun 13, 2025	n/a	yes	BOTHELL, WA\|ALPHARETTA, GA	Current employment
O•••••• W••••• M••••••••• L••	Former SEC adviser	Nov 8, 2010	Jun 18, 2025	no	BOTHELL, WA\|BOTHELL, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• W••••• M••••••••• L••	M•••• F•••••••• A•••••••	Jun 18, 2025	Jun 13, 2025	-5	Firm change	RIA to RIA
E••••• J••••	O•••••• W••••• M••••••••• L••	Nov 10, 2010	Nov 8, 2010

Relationships

Registered with (3)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ O•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 8, 2010 to Jun 18, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 17, 2006 to Nov 10, 2010factForm ADV

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
E••• R•••••• C••••• left O•••••• W••••• M••••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0089fcb0-428b-4db8-9893-471459b51893
First observed: Apr 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.