This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALPHA ZERO LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Sep 28, 2019

First registration

Oct 1, 2019

Dual registered

no

IAPD individual key

6942874

• Occurred

  Nov 8, 2024
  Advisor changed firm

  Matthew Charles Baum left Ameriprise Financial Services, Llc for Alpha Zero Llc (registered 2025-03-06)

  Form ADVobserved 5 days ago
• Occurred

  Oct 31, 2022
  Advisor changed firm

  Matthew Charles Baum left Edward Jones for Ameriprise Financial Services, Llc (registered 2022-10-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0094fd09-71be-8f07-80b3-8b58d751e77f

First observed

Oct 1, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.