DFX Intelligence

R••• F••••••••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

R••• F••••••••• U••••

Advisor at F•••• P••••••• W•••••• L••

Chicago, IL

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Search this name across graphsid dfx:ria:009a2d94-5459-1059-f425-c0144c5a9bfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	Chicago, IL	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Aug 1, 2024	Mar 20, 2026	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 5, 2026	-74	Bulk transfer	RIA to RIA
R••••••• V•••• P•••••••• L••	N••••••••• A•••• M••••••••• L••	Aug 14, 2024	Aug 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
281067:282241:IL:2024-08-14	Aug 14, 2024	Aug 1, 2024	NORTHBROOK, IL	Firm change
110608:281067:IL:2022-01-13	Jan 13, 2022	Jan 14, 2022	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2024 to Mar 20, 2026factForm ADV
→ R••••••• V•••• P•••••••• L••Registered adviserregistration: previous registration
Jan 14, 2022 to Aug 14, 2024factForm ADV
→ B•••••••• R••••• • F•••••••• I•••

Dated events

Occurred
Aug 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:009a2d94-5459-1059-f425-c0144c5a9bfe
First observed: Mar 25, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.