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N••••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

N••••••••• A•••• M••••••••• L••

CRD 282241

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:605b6370-6863-fa70-b65c-26655ff5c81b

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 422
Dated events: 40
On other graphs: 1
Observed: Dec 9, 2015 to Jul 30, 2026
56 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Family Officesidentity

N••••••••• A•••• M••••••••• L••

Family office · shared crd

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.03 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $5.0BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.0B
Private client RAUM: $4.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 30
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 30

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• R••••• F••••••	Certified Financial Planner	St. C••••••, IL	2	27	5	no
F•••• J••• I••••••	n/a	Greenwich, CT	1	27

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• M••••••••• F••••••••• H••••• E••••• Q•• L•••	Hedge Fund	$69.4M	Apr 30, 2026	91	Feb 15, 2012	reported	021-76748
N•• M••••••••• F••••••••• H••••• E•••••• L•••	Hedge Fund	$40.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• O••••••••• L••	MEMBER (M••••••)	E	yes	01/2016	Jul 30, 2026	Jul 30, 2026
H•••• M••••• E••••• S•••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2026	Jul 30, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• C••••• G••••• L••	n/a	Independent wealth	$182B	N	yes	n/a
S••••••• P•••••• A••••••• I••	n/a	INSTITUTIONAL_M••••••	$12B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburg	Pa	United States	27	no
Deerfield	IL	United States	21	no
Greenwich	Ct	United States	17	no
Southfield	Mi	United States	12	no
Northbrook	IL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	7	-5	23.3%	2	0	0	99	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	$32B	-84.3%	$7.3B	-12.0%	45	372	15	43

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•••••••• W•••••• L••	17	Apr 3, 2025	Apr 1, 2025	GREENWOOD VILLAGE, CO	Firm absorbed	RIA to RIA	89.5%
R••••••• V•••• P•••••••• L••	12	Aug 14, 2024

Relationships

showing 80 of 422

Registered with (67)

← Tyler Dylan WoodsAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Thomas R•••••• JedlickaAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Jarrett Anthony TorromeoAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← Elliot Beckwyn Nygard

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 22, 2026
Advisor changed firm
Brian C Park left N••••••••• A•••• M••••••••• L•• for Newedge Advisors (registered 2026-05-21)
Form ADVobserved 7 days ago
Occurred
May 13, 2026
Advisor changed firm
M•••••• J•••• Kreza left N••••••••• A•••• M••••••••• L•• for Brighton J•••• Llc (registered 2026-06-05)
Form ADVobserved 7 days ago
Occurred
Apr 13, 2026
Advisor changed firm
Andrew Redhead left N••••••••• A•••• M••••••••• L•• for C•••••• Schwab & Co., Inc. (registered 2026-04-29)
Form ADVobserved 7 days ago

Named in current findings

Derived metricRIA / Wealthactionable nowconfidence high

29 wealth managers over $1B reported RAUM down 25% or more year on year; G•••••• S•••• • C•• L•• fell 43% to $133.6B

Between their annual amendments for fiscal 2024 and 2025, 29 wealth managers (independent, mixed, broker-dealer, bank affiliated, national BD RIAs and wirehouses) with $1B or more of RAUM on the earlier filing reported a fall of 25% or more, $434.9B to $230.9B in total. Largest: G•••••• S•••• • C•• L•• $233.2B (2025-04-01) to $133.6B (2026-03-31), -43%; E••••••• M••••••••• L•• $35.9B (2025-03-28) to $21.5B (2026-03-27), -40%; N••••••••• A•••• M••••••••• L•• $31.7B (2025-04-01) to $5.0B (2026-02-19), -84%; E•••••••• P•••••••• S••••••••• I••• $29.3B (2025-03-31) to $17.3B (2026-04-13), -41%; E•••• A••••••• $27.7B (2025-03-28) to $17.3B (2026-04-30), -38%; M•••••• W••••• M••••••••• I••• $11.4B (2025-04-09) to $137M (2026-03-31), -99%.

G•••••• S•••• • C•• L••E••••••• M••••••••• L••N••••••••• A•••• M••••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:605b6370-6863-fa70-b65c-26655ff5c81b
First observed: Dec 9, 2015
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.