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A•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••••• C•••••••••

Advisor at C••••••• S••••••••• I•••

CLEVELAND, OH | UNIVERSITY HEIGHTS, OH | CHESTERLAND, OH | Alliance, OH

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Search this name across graphsid dfx:ria:009be8c5-4cfe-50b3-7fb1-9747237393e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 13, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Jul 31, 2026	n/a	yes	UNIVERSITY HEIGHTS, OH\|Alliance, OH\|CHESTERLAND, OH\|CLEVELAND, OH\|CLEVELAND, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 21, 2025	Jul 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C••••••• S••••••••• I•••	Jul 29, 2026	Jul 31, 2026	2	Firm change	Wirehouse to ibd
N••••••••• R••••••• P•••••••• L••	J••• M••••• S••••••••• L••	Aug 7, 2025

Relationships

Registered with (3)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2025 to Jul 29, 2026factForm ADV
→ N••••••••• R••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 13, 2024 to Aug 7, 2025factForm ADV

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
A•••••• C••••••••• left J••• M••••• S••••••••• L•• for C••••••• S••••••••• I••• (registered 2026-07-31)
Form ADVobserved 7 days ago
Occurred
Aug 7, 2025
Advisor changed firm
A•••••• C••••••••• left N••••••••• R••••••• P•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:009be8c5-4cfe-50b3-7fb1-9747237393e0
First observed: Nov 13, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.