DFX Intelligence

N••• H••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

N••• H••••• B•••••

Advisor at G••• L••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:009e64d7-0f55-cce1-f321-33df5cf7927f

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2005 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• L••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	READING, PA	Current employment
G••• L••• A•••••••• L••	Independent wealth	Jan 5, 2015	n/a	yes	CELEBRATION, FL\|Reading, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	G••• L••• A•••••••• L••	Dec 31, 2014	Jan 5, 2015	5	Firm change	Other
W•••• F•••• A•••••••	P•••••• A•••••• G••••• L••	Sep 3, 2013	Aug 30, 2013

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ G••• L••• A•••••••• L••Registered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Aug 30, 2013 to Dec 31, 2014factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:009e64d7-0f55-cce1-f321-33df5cf7927f
First observed: Jan 7, 2005
Last observed: Sep 22, 2026 32 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.