DFX Intelligence

R•• W••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

R•• W••••• S••••••••• L••

CRD 315915

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:009f1538-891c-0115-ebf5-4f5adf73490a

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2026 to Aug 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $64.1M••• Locked
Discretionary RAUM: $57.0M
Private client RAUM: $60.5Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• R•••	n/a	OVERLAND PARK, KS	4	27	3	no
J••• W• C•••••••	Chartered Financial Consultant	OVERLAND PARK, KS	4	18

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	1	0	0	2	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I•••••• F•••••••• S•••••••	2	Oct 28, 2021	Oct 27, 2021	OVERLAND PARK, KS	Team lift out	RIA to state RIA	40.0%

Relationships

Registered with (4)

← I•• M•••••• M••••Advisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← K••••••• N••• S••••••Advisorregistration: current employment
Jun 3, 2024 to presentfactForm ADV
← M•••••• J••••• R•••Advisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV
← J••• W• C•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:009f1538-891c-0115-ebf5-4f5adf73490a
First observed: Aug 31, 2026
Last observed: Aug 31, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.