DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Rca Wealth Strategies LLC
Latest filing Aug 31, 2026
First filing on the tape Aug 31, 2026 · 1 filings
RAUM
$64.1M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
94%
$60.5M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
- RAUM per advisor
- $16.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $99,534derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$48.8M76%
- High-net-worth individuals$11.8M18%
- Charitable organizations$2.0M3.1%
- Pension and profit-sharing plans$1.6M2.5%
- Individual clients
- 251reported
- HNW clients
- 11reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 644reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jace W ChamplinChartered Financial Consultant | Overland Park, Ks | Oct 27, 2021 | 18 y | 3 |
| Michael Joseph Rood | Overland Park, Ks | Oct 27, 2021 | 27 y | 3 |
| Kathleen Nina Sanford | Huntsville, Al | Jun 3, 2024 | 21 y | 4 |
| Ian Matthew Myers | Fort Worth, Tx | Aug 27, 2026 | 14 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 days0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ian Matthew Myers from UBS Financial Services Inc.Aug 27, 2026 · Wirehouse to a state-registered adviser
- Kathleen Nina Sanford from Redhawk Wealth Advisors, Inc.Jun 3, 2024 · RIA to a state-registered adviser
- Michael Joseph Rood from Insight Financial ServicesOct 27, 2021 · RIA to a state-registered adviser
- Jace W Champlin from Insight Financial ServicesOct 27, 2021 · RIA to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Insight Financial ServicesOct 28, 2021 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- RCAWealthStrategies.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (913) 391-6381reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026