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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

TREZE J BEASLEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a12edd-1ec6-8c6f-8e8f-d0aedaea080d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 21, 2008
First registration: Jul 24, 2008
Dual registered: yes, broker-dealer
Other names: TREZE JENNINGS BEASLEY|TREZE JENNINGS BEASLEY|TREZE J BEASLEY|TREZE BEASLEY
IAPD individual key: 2017795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 14, 2014	n/a	yes	FLORENCE, SC\|CONWAY, SC\|LAKE CITY, SC\|FLORENCE, SC\|WILMINGTON, NC\|SUMTER, SC\|FLORENCE, SC\|NEWBERRY, SC\|COLUMBIA, SC\|ORANGEBURG, SC	Current employment
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Sep 14, 2011	May 16, 2014	no	COLUMBIA, SC\|SAN DIEGO, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 30, 2011	Aug 16, 2011	no	COLUMBIA, SC\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 24, 2008	May 24, 2011	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SORRENTO PACIFIC FINANCIAL, LLC	LPL FINANCIAL LLC	May 16, 2014	May 14, 2014	-2	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	SORRENTO PACIFIC FINANCIAL, LLC	Aug 16, 2011	Sep 14, 2011	29	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UVEST FINANCIAL SERVICES GROUP, INC.	May 24, 2011	Jun 30, 2011	37	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 14, 2014 to presentfactForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Sep 14, 2011 to May 16, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 30, 2011 to Aug 16, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 24, 2008 to May 24, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00a12edd-1ec6-8c6f-8e8f-d0aedaea080d
First observed: Jul 24, 2008
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TREZE J BEASLEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a12edd-1ec6-8c6f-8e8f-d0aedaea080d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.