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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

RAYMOND ELIAS DUENAS

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SCOTTSDALE, AZ | Winter Garden, FL

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Search this name across graphsid dfx:ria:00acacab-be41-3d4e-4453-de060fc43267

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 23, 1999
First registration: Apr 23, 2008
Dual registered: yes, broker-dealer
Other names: RAY E DUENAS|RAY ELIAS DUENAS|RAY DUENAS|RAY E DUENAS
IAPD individual key: 3183730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jan 24, 2019	n/a	yes	Winter Garden, FL\|SCOTTSDALE, AZ	Current employment
STEWARDSHIP ADVISORY GROUP, LLC	Independent wealth	Mar 28, 2013	Jul 16, 2019	no	ORLANDO, FL\|CLERMONT, FL\|Winter Garden, FL	Previous registration
QA3 FINANCIAL LLC	n/a	Dec 14, 2009	Feb 11, 2011	no	ORLANDO, FL\|OMAHA, NE	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 23, 2008	Sep 24, 2009	no	ALTAMONTE SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STEWARDSHIP ADVISORY GROUP, LLC	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jul 16, 2019	Jan 24, 2019	-173	Firm change after gap	RIA to RIA
QA3 FINANCIAL LLC	STEWARDSHIP ADVISORY GROUP, LLC	Feb 11, 2011	Mar 28, 2013	776	Firm change after gap	Other
STRATEGIC ADVISERS LLC	QA3 FINANCIAL LLC	Sep 24, 2009	Dec 14, 2009	81	Firm change	Other

Relationships

Registered with (4)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Jan 24, 2019 to presentfactForm ADV
→ STEWARDSHIP ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Mar 28, 2013 to Jul 16, 2019factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 14, 2009 to Feb 11, 2011factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 23, 2008 to Sep 24, 2009factForm ADV

Dated events

No dated event names this entity yet.