RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Jan 24, 2019 · Winter Garden, Fl
- S••••••••• A••••••• G••••• L•• independent RIAMar 28, 2013 to Jul 16, 2019 · Orlando, Fl
- Q•• F•••••••• L•• unclassifiedDec 14, 2009 to Feb 11, 2011 · Orlando, Fl
- S•••••••• A••••••• L•• national BDApr 23, 2008 to Sep 24, 2009 · Altamonte Springs, Fl
- S••••••••• A••••••• G••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jul 16, 2019, registered Jan 24, 2019 (-173 days) · RIA to RIA
- Q•• F•••••••• L•• to S••••••••• A••••••• G••••• L••left Feb 11, 2011, registered Mar 28, 2013 (776 days) · Other
- S•••••••• A••••••• L•• to Q•• F•••••••• L••left Sep 24, 2009, registered Dec 14, 2009 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address