DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at JANNEY MONTGOMERY SCOTT LLC
South Kingstown, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Aug 10, 2021 | n/a | yes | South Kingstown, RI | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 6, 2006 | Jul 30, 2021 | no | PROVIDENCE, RI|NEW YORK, NY|PROVIDENCE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Jul 30, 2021 | Aug 10, 2021 | 11 | Firm change | Wirehouse to ibd |