DFX Intelligence

R•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

R•••• W•••••

Advisor at J••••• M••••••••• S•••• L••

Miami, FL | Dallas, TX

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Search this name across graphsid dfx:ria:00ae5b25-cff1-d851-c567-286276ae4cf0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Nov 4, 2025	n/a	yes	Dallas, TX\|Dallas, TX\|Miami, FL	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Mar 26, 2024	Oct 30, 2025	no	DALLAS, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	J••••• M••••••••• S•••• L••	Oct 30, 2025	Nov 4, 2025	5	Firm change	Ibd to ibd
C••••••••• I••••••••• A•••••••• L••	R•• C•••••• M••••••• L••	Mar 19, 2024	Mar 26, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:463:TX:2025-10-30	Oct 30, 2025	Nov 4, 2025	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 26, 2024 to Oct 30, 2025factForm ADV
→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2023 to Mar 19, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Oct 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00ae5b25-cff1-d851-c567-286276ae4cf0
First observed: Aug 3, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.