DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• W•••••

J••••• M••••••••• S•••• L••BD affiliatedMiami, Fl dual registrantIAPD 6132756

Certified Financial Planner

Feed of 09/14/2026

Also filed as Randi Taylor Richardson

At current firm

0 y

since Nov 4, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since Nov 4, 2025 · Dallas, Tx
R•• C•••••• M••••••• L•• national BD
Mar 26, 2024 to Oct 30, 2025 · Dallas, Tx
C••••••••• I••••••••• A•••••••• L•• independent RIA
Apr 25, 2023 to Mar 19, 2024 · Dallas, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 9, 2023 to May 1, 2023 · Dallas, Tx
R•• C•••••• M••••••• L•• national BD
Aug 3, 2015 to Jan 13, 2023 · Frisco, Tx

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to J••••• M••••••••• S•••• L••
left Oct 30, 2025, registered Nov 4, 2025 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••••••• I••••••••• A•••••••• L•• to R•• C•••••• M••••••• L••
left Mar 19, 2024, registered Mar 26, 2024 (7 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••
left May 1, 2023, registered Apr 25, 2023 (-6 days) · corporate re-registration, not a move
R•• C•••••• M••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 13, 2023, registered Jan 9, 2023 (-4 days) · Affiliated broker-dealer or bank to another

Signals

R•••• W••••• left R•• C•••••• M••••••• L•• for J••••• M••••••••• S•••• L•• (registered 2025-11-04)
Oct 30, 2025 · Advisor changed firm · fact
R•••• W••••• left C••••••••• I••••••••• A•••••••• L•• for R•• C•••••• M••••••• L•• (registered 2024-03-26)
Mar 19, 2024 · Advisor changed firm · fact
R•••• W••••• left R•• C•••••• M••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-09)
Jan 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address