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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

BRENDAN REED LEWIS

Advisor at PROSPERA FINANCIAL SERVICES, INC.

Punta Gorda, FL | Laconia, NH

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Search this name across graphsid dfx:ria:00b76af4-098f-0a62-11b2-bbecd1e5f8f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 18, 2026
First registration: Nov 9, 2006
Dual registered: yes, broker-dealer
Other names: BRENNAN R. LEWIS|BRENDAN REED LEWIS|BRENNAN R LEWIS
IAPD individual key: 4018373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Oct 24, 2022	n/a	yes	Punta Gorda, FL\|Laconia, NH	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jul 5, 2019	Mar 24, 2021	no	COLCHESTER, CT\|GILFORD, NH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 27, 2011	Jul 9, 2019	no	COLCHESTER, CT\|LACONIA, NH	Previous registration
EDWARD JONES	National bd RIA	Nov 9, 2006	May 27, 2011	no	COLCHESTER, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	PROSPERA FINANCIAL SERVICES, INC.	Mar 24, 2021	Oct 24, 2022	579	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	SUMMIT FINANCIAL GROUP INC	Jul 9, 2019	Jul 5, 2019	-4	Firm change	Wirehouse to ibd
EDWARD JONES	WELLS FARGO ADVISORS	May 27, 2011	May 27, 2011	0	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Oct 24, 2022 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jul 5, 2019 to Mar 24, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 27, 2011 to Jul 9, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 9, 2006 to May 27, 2011factForm ADV

Dated events

No dated event names this entity yet.