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Advisor at SOUTHBRIDGE ADVISORS, LLC
MARIETA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUTHBRIDGE ADVISORS, LLC | Independent wealth | Dec 13, 2019 | n/a | yes | MARIETA, GA | Current employment |
| Southbridge | Former SEC adviser | Sep 17, 2013 | Mar 26, 2020 | no | MARRIETTA, GA | Previous registration |
| Southbridge | Former SEC adviser | Aug 10, 2009 | Feb 6, 2013 | no | MARRIETTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 19, 2004 | May 13, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Southbridge | SOUTHBRIDGE ADVISORS, LLC | Mar 26, 2020 | Dec 13, 2019 | -104 | Firm change after gap | RIA to new firm |
| UBS FINANCIAL SERVICES INC. | Southbridge | May 13, 2009 | Aug 10, 2009 | 89 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119040:306075:GA:2020-03-26 | Mar 26, 2020 | Dec 13, 2019 | MARRIETTA, GA | Firm change after gap |