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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SOUTHBRIDGE

THREE ADVISORS INC., CRD 119040

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3eea530-22c2-6a4e-632c-8ef1fb69bbb1

Data as of Dec 24, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 4
On other graphs: 1
Observed: Mar 21, 2012 to Dec 24, 2019
56 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Southbridge

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $242MItem 5.F on the latest filing (2019-12-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $159M
Private client RAUM: $159MderivedItem 5.D individuals plus high net worth individuals
Private client share: 66%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 678
Individual clients: 154
High net worth clients: 141
SEC number: 801-77550
CRD: 119040
Filings on the tape: 56
First filed: Mar 21, 2012
Latest filed: Dec 24, 2019
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAMMOND, WILLIAM, GEORGE	Partner	B	yes	07/2018	Jul 6, 2018	Dec 24, 2019
KRING, WILLIAM, JAMES	CEO/CHIEF COMPLIANCE OFFICER	D	yes	07/2018	Mar 21, 2012	Dec 24, 2019
LECROY, MARYJANE, MARGARET	PRESIDENT/CFO	B	yes	07/2018	Jul 6, 2018	Dec 24, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORY COLQUETTE, CPA	n/a	n/a	n/a	N	no	n/a
MCGOLDRICK & COMPANY, CPA, CFP	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Smyrna	Ga	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$703M	$577M	16	14	4	n/a	n/a
2017	Mar 21, 2018	$454M	$330M	12	11	3	n/a	n/a
2016	Mar 28, 2017	$284M	$154M	16	14	n/a	n/a	n/a
2015	Mar 2, 2016	$284M	$154M	17	16	n/a	n/a	n/a
2014	Feb 24, 2015	$221M	$75.1M	14	13	n/a	n/a	n/a
2013	Mar 18, 2014	$180M	$93.6M	11	10	n/a	n/a	n/a
2011	Mar 21, 2012	$54.5M	$54.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$242M	$454M	-46.6%	$284M	-5.2%	8	12	1	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOUTHBRIDGE ADVISORS, LLC	5	Mar 26, 2020	Dec 13, 2019	MARRIETTA, GA	Firm absorbed	RIA to RIA	71.4%
TRIAD ADVISORS, LLC	3	Aug 14, 2019	Jun 24, 2019	MARRIETTA, GA	Team lift out	RIA to ibd	30.0%
AVANTAX PLANNING PARTNERS, INC.	2	Jul 27, 2016	Aug 10, 2017	MARRIETTA, GA	Team lift out	Other	16.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VERTICAL WEALTH, LLC	2	Mar 21, 2016	Jan 27, 2016	INDIANAPOLIS, IN	Team lift out	Other	50.0%
VINING FINANCIAL	3	Oct 7, 2015	Apr 29, 2015	MARIETTA, GA	Firm absorbed	Other	100.0%

Relationships

Controls (3)

← HAMMOND, WILLIAM, GEORGEOwnerPARTNER, ownership code B, individual
Jul 6, 2018 to presentfactForm ADV
← KRING, WILLIAM, JAMESOwnerCEO/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 21, 2012 to presentfactForm ADV
← LECROY, MARYJANE, MARGARETOwnerPRESIDENT/CFO, ownership code B, individual
Jul 6, 2018 to presentfactForm ADV

Registered with (18)

← JEROLD MARTIN SNIDERMANAdvisorregistration: previous registration
Sep 17, 2013 to Mar 26, 2020factForm ADV
← MICHAEL TODD FIELDSAdvisorregistration: previous registration
Mar 6, 2013 to Mar 26, 2020factForm ADV
← LOUIS J BROWNAdvisorregistration: previous registration
Sep 17, 2013 to Mar 26, 2020factForm ADV
← ROBERT Y. DONNELLAdvisorregistration: previous registration
Sep 17, 2013 to Mar 26, 2020factForm ADV
← MARYJANE MARGARET LECROYAdvisorregistration: previous registration
Aug 6, 2018 to Mar 26, 2020factForm ADV
← GEORGE WAYNE RICHERSONAdvisorregistration: previous registration
Sep 17, 2013 to Mar 26, 2020factForm ADV
← CORY SHANE COLQUETTEAdvisorregistration: previous registration
Mar 20, 2014 to Mar 26, 2020factForm ADV
← KAREN CAMPBELL VININGAdvisorregistration: previous registration
Apr 29, 2015 to Aug 14, 2019factForm ADV
← WILLIAM ROBERT MCGOLDRICKAdvisorregistration: previous registration
Apr 25, 2015 to Aug 14, 2019factForm ADV
← CHARLES ALLAN MEARSAdvisorregistration: previous registration
Apr 27, 2015 to Aug 14, 2019factForm ADV
← MATT BRETT BAILEYAdvisorregistration: previous registration
Apr 9, 2013 to Oct 25, 2016factForm ADV
← Joseph P ClaggAdvisorregistration: previous registration
Jan 25, 2016 to Jul 29, 2016factForm ADV
← DUSTIN MENDENHALLAdvisorregistration: previous registration
Jan 27, 2016 to Jul 27, 2016factForm ADV
← JEFFERY ALAN HANNAAdvisorregistration: previous registration
May 12, 2015 to Oct 1, 2015factForm ADV
← DUSTIN PAUL MCARTHURAdvisorregistration: previous registration
Feb 12, 2015 to May 4, 2015factForm ADV
← PEYTON WILLIAM RILEYAdvisorregistration: previous registration
Sep 17, 2013 to Jan 24, 2015factForm ADV
← STEVEN MICHAEL REENTSAdvisorregistration: previous registration
Jul 27, 2007 to Dec 17, 2009factForm ADV
← Brian S StaplesAdvisorregistration: previous registration
Mar 17, 2004 to Jun 16, 2005factForm ADV

Moved with (5)

→ SOUTHBRIDGE ADVISORS, LLCRegistered adviser5 advisors, firm absorbed, same day
Mar 26, 2020 to Dec 13, 2019factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Aug 14, 2019 to Jun 24, 2019factForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviser2 advisors, team lift out
Jul 27, 2016 to Aug 10, 2017factForm ADV
← VERTICAL WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Mar 21, 2016 to Jan 27, 2016factForm ADV
← VINING FINANCIALRegistered adviser3 advisors, firm absorbed, same day
Oct 7, 2015 to Apr 29, 2015factForm ADV

Dated events

Occurred
Jul 9, 2019
Regulatory AUM changed
Southbridge reported RAUM $242.3M, down 66% from $702.6M (2019-03-29 to 2019-07-09)
Form ADVobserved 5 days ago
$-460M
Occurred
Mar 29, 2019
Regulatory AUM changed
Southbridge reported RAUM $702.6M, up 55% from $454.3M (2018-07-06 to 2019-03-29)
Form ADVobserved 5 days ago
$248M
Occurred
Mar 21, 2018
Regulatory AUM changed
Southbridge reported RAUM $454.3M, up 45% from $312.4M (2017-04-05 to 2018-03-21)
Form ADVobserved 5 days ago
$142M
Occurred
Jan 7, 2013
First Form ADV filing
Wealth And Pension Services Group Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3eea530-22c2-6a4e-632c-8ef1fb69bbb1
First observed: Mar 21, 2012
Last observed: Dec 24, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUTHBRIDGE

THREE ADVISORS INC., CRD 119040

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3eea530-22c2-6a4e-632c-8ef1fb69bbb1

Data as of Dec 24, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAMMOND, WILLIAM, GEORGE

Partner

yes

07/2018

Jul 6, 2018

Dec 24, 2019

KRING, WILLIAM, JAMES

CEO/CHIEF COMPLIANCE OFFICER

yes

07/2018

Mar 21, 2012

Dec 24, 2019

LECROY, MARYJANE, MARGARET

PRESIDENT/CFO

yes

07/2018

Jul 6, 2018

Dec 24, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORY COLQUETTE, CPA

n/a

MCGOLDRICK & COMPANY, CPA, CFP

n/a

City

State

Country

Employees

Also broker-dealer

Smyrna

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$703M

$577M

n/a

2017

Mar 21, 2018

$454M

$330M

n/a

2016

Mar 28, 2017

$284M

$154M

n/a

2015

Mar 2, 2016

$284M

$154M

n/a

2014

Feb 24, 2015

$221M

$75.1M

n/a

2013

Mar 18, 2014

$180M

$93.6M

n/a

2011

Mar 21, 2012

$54.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$242M

$454M

-46.6%

$284M

-5.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOUTHBRIDGE ADVISORS, LLC

Mar 26, 2020

Dec 13, 2019

MARRIETTA, GA

Firm absorbed

RIA to RIA

71.4%

TRIAD ADVISORS, LLC

Aug 14, 2019

Jun 24, 2019

MARRIETTA, GA

Team lift out

RIA to ibd

30.0%

AVANTAX PLANNING PARTNERS, INC.

Jul 27, 2016

Aug 10, 2017

MARRIETTA, GA

Team lift out

Other

16.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VERTICAL WEALTH, LLC

Mar 21, 2016

Jan 27, 2016

INDIANAPOLIS, IN

Team lift out

Other

50.0%

VINING FINANCIAL

Oct 7, 2015

Apr 29, 2015

MARIETTA, GA

Firm absorbed

Other

100.0%