DFX Intelligence

C•••••• W•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

C•••••• W•••••• W••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

OVERLAND PARK, KS | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Mar 3, 2023	n/a	yes	GREEN BAY, WI\|OVERLAND PARK, KS	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 26, 2006	Nov 29, 2021	no	OVERLAND PARK, KS\|Roeland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Nov 29, 2021	Mar 3, 2023	459	Firm change after gap	Ibd to RIA
R••••••••• • I••••••••• A•••••••• I•••	V••••• S••••••••• C•••••••••	Aug 3, 2006	Feb 2, 2000

Relationships

Registered with (4)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 26, 2006 to Nov 29, 2021factForm ADV
→ R••••••••• • I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 1993 to Aug 3, 2006factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 23, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.