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CRD 37031
GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-30 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BENEDICT ARTHUR SCHNEIDER | n/a | OSHKOSH, WI | 28 | 31 | n/a | yes |
| WILLIAM SCOTT VAN ESS | Certified Financial Planner|Chartered Financial Consultant | GREEN BAY, WI | 28 | 37 | n/a | yes |
| ROBERT JOHN PULASKI | Certified Financial Planner | Reedsburg, WI | Oconomowoc, WI | 27 | 33 | n/a | yes |
| ROBERT WILLIAM WACHHOLZ | n/a | WAUSAU, WI | 23 | 23 | n/a | yes |
| TERRY LEWIS TIMPER | n/a | BEAVER DAM, WI | GREEN BAY, WI | 23 | 40 | n/a | yes |
| GARY RICHARD ROTH | Certified Financial Planner | APPLETON, WI | 23 | 30 | n/a | yes |
| JERROLD ALAN GANZ | Certified Financial Planner | GREEN BAY, WI | 23 | 38 | n/a | yes |
| JAMES JOHN GRESENS | n/a | KIEL, WI | 22 | 31 | n/a | yes |
| BRETT JAMES REISS | Certified Financial Planner | GREEN BAY, WI | 21 | 27 | n/a | yes |
| AARON ANDREW DOELGER | n/a | GREEN BAY, WI | 21 | 25 | n/a | yes |
| FRED HERMAN MARSHALL | Chartered Financial Consultant | Oconomowoc, WI | MADISON, WI | 20 | 48 | n/a | yes |
| BRAD DAVID NORDIN | n/a | ESCANABA, MI | GREEN BAY, WI | 20 | 29 | 1 | yes |
| JULIE A OSLADIL | n/a | KIEL, WI | 20 | 20 | n/a | yes |
| CARY ALOYSIUS MARES | Certified Financial Planner | GREEN BAY, WI | APPLETON, WI | 19 | 20 | n/a | yes |
| EDWARD ALLEN DAVIG | n/a | HOLMEN, WI | 17 | 35 | 2 | yes |
| PAMELA RAE EGGERS | Certified Financial Planner | GREEN BAY, WI | PULASKI, WI | 17 | 24 | n/a | yes |
| DAVID JOSEPH STELLPFLUG | n/a | Mondovi, WI | WAUSAU, WI | EAU CLAIRE, WI | 17 | 40 | 2 | yes |
| PAUL STEVEN FUHRMAN | Chartered Financial Consultant | MENOMONIE, WI | GREEN BAY, WI | 17 | 50 | 1 | yes |
| WILLIAM W MADDEN | n/a | OSHKOSH, WI | 17 | 25 | 1 | yes |
| LAURENCE MARC SOBIN | Chartered Financial Consultant | Morris Plains, NJ | GREEN BAY, WI | 16 | 37 | 1 | yes |
| BENJAMIN ALAN MASER | n/a | HUTCHINSON, KS | 16 | 27 | 1 | yes |
| ROBERT JAMES METZGER | n/a | GREEN BAY, WI | Oconomowoc, WI | 16 | 29 | n/a | yes |
| NORMAN CRAIG MOORE | n/a | COLUMBUS, OH | 15 | 19 | 1 | yes |
| THOMAS ELDOR EHLERS | n/a | DEPERE, WI | GREEN BAY, WI | 15 | 39 | n/a | yes |
| MATTHEW ROBERT MAYER | Certified Financial Planner | GREEN BAY, WI | 15 | 17 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | Na | yes | 08/2013 | Apr 15, 2026 | Apr 15, 2026 |
| SOLDNER, JASON TYLER | DIRECTOR OF FINANCE | Na | yes | 11/2025 | Apr 15, 2026 | Apr 15, 2026 |
| VANDEBERG, DEREK JAMES | DIRECTOR OF OPERATIONS | Na | yes | 11/2025 | Apr 15, 2026 | Apr 15, 2026 |
| ZWIERZYNSKI, SCOTT PAUL | DIRECTOR OF RECRUITING | Na | yes | 08/2012 | Apr 15, 2026 | Apr 15, 2026 |
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO | B | yes | 02/2009 | Mar 27, 2012 | Jun 26, 2024 |
| MEIER, JOHN OSBORN | DIRECTOR OF FINANCE AND OPERATIONS | Na | yes | 03/2015 | Mar 31, 2015 | Jun 26, 2024 |
| BOSTWICK, KAREN P | Shareholder | B | no | 07/1995 | Apr 15, 2026 | Apr 15, 2026 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD BOARD PRESIDENT & SECRETARY | C | no | 10/2003 | Apr 15, 2026 | Apr 15, 2026 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | C | no | 10/2003 | Apr 15, 2026 | Apr 15, 2026 |
| BOSTWICK, WAYNE A | DIRECTOR, TREASURER, SHAREHOLDER | B | no | 12/1995 | Mar 27, 2012 | Jun 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GREEN BAY | Wi | United States | 5 | yes |
| Oconomowoc | Wi | United States | 4 | yes |
| GREEN BAY | Wi | United States | 3 | yes |
| Kiel | Wi | United States | 3 | yes |
| Wausau | Wi | United States | 3 | yes |
| Hutchinson | Ks | United States | 2 | yes |
| TRAVERSE CITY | Mi | United States | 2 | yes |
| Canton | Oh | United States | 2 | yes |
| Huntingdon | Pa | United States | 2 | yes |
| KINGSTON SPRINGS | Tn | United States | 2 | yes |
| Ridgetop | Tn | United States | 2 | yes |
| Brookfield | Wi | United States | 2 | yes |
| Freedom | Wi | United States | 2 | yes |
| Holmen | Wi | United States | 2 | yes |
| Middleton | Wi | United States | 2 | yes |
| Oconto | Wi | United States | 2 | yes |
| Waupon | Wi | United States | 2 | yes |
| Eufaula | Al | United States | 1 | yes |
| Shakopee | Mn | United States | 1 | yes |
| Stillwater | Mn | United States | 1 | yes |
| Woodbury | Mn | United States | 1 | yes |
| Hebron | Oh | United States | 1 | yes |
| Appleton | Wi | United States | 1 | yes |
| Depere | Wi | United States | 1 | yes |
| GREEN BAY | Wi | United States | 1 | yes |
| GREEN BAY | Wi | United States | 1 | yes |
| Minocqua | Wi | United States | 1 | yes |
| Oshkosh | Wi | United States | 1 | yes |
| SAUK CITY | Wi | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 15, 2026 | $1.4B | $769M | 318 | 165 | 133 | n/a | n/a |
| 2024 | Mar 27, 2025 | $909M | $569M | 286 | 161 | 133 | n/a | n/a |
| 2023 | Mar 26, 2024 | $854M | $464M | 290 | 144 | 133 | n/a | n/a |
| 2022 | Mar 30, 2023 | $930M | $318M | 273 | 273 | 133 | n/a | n/a |
| 2021 | Mar 31, 2022 | $741M | $179M | 272 | 272 | 133 | n/a | n/a |
| 2020 | Mar 31, 2021 | $604M | $98.5M | 179 | 179 | 133 | n/a | n/a |
| 2019 | Mar 31, 2020 | $496M | $52.3M | 151 | 151 | 115 | n/a | n/a |
| 2018 | Mar 27, 2019 | $324M | $0 | 146 | 146 | 112 | n/a | n/a |
| 2017 | Mar 29, 2018 | $523M | $21.2M | 162 | 162 | 115 | n/a | n/a |
| 2016 | Mar 31, 2017 | $239M | $18.1M | 256 | 117 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $155M | $16.2M | 242 | 97 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $151M | $15.5M | 228 | 91 | n/a | n/a | n/a |
| 2013 | Mar 3, 2014 | $117M | $14.1M | 210 | 91 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $87.8M | $9.9M | 217 | 108 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $69.3M | $9.4M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 9 | 9 | 0 | 5.1% | 3 | 4 | 0 | 32 | 15 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $909M | 49.3% | $930M | 13.5% | 318 | 286 | 133 | 133 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NEW HORIZON WEALTH MANAGEMENT, LLC | 3 | Jul 30, 2026 | Jul 31, 2026 | CANTON, OH | Team lift out | RIA to state RIA | 1.7% |
| ANCHOR FINANCIAL | 2 | Jul 23, 2020 | Jan 21, 2021 | GREEN BAY, WI | Team lift out | RIA to state RIA | 1.9% |
| SAGEPOINT FINANCIAL, INC. | 2 | Nov 9, 2018 | Nov 9, 2018 | GREEN BAY, WI | Team lift out | RIA to ibd | 2.2% |
| CHAMBERS FINANCIAL GROUP, LLC. | 2 | May 31, 2018 | Jul 21, 2026 | GREEN BAY, WI | Team lift out | RIA to state RIA | 2.3% |
| SII INVESTMENTS, INC. | 2 | Aug 16, 2016 | Aug 3, 2016 | MENASHA, WI | Team lift out | Other | 2.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | 2 | Jun 4, 2021 | Jul 13, 2021 | NORTH BILLERCIA, MA | Team lift out | Ibd to RIA | 0.1% |
| FORESTERS EQUITY SERVICES, INC. | 7 | Oct 10, 2018 | Oct 31, 2018 | CITY OF INDUSTRY, CA | Team lift out | Ibd to RIA | 13.2% |