DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••• C•••••• L••
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• C•••••• L•• | Independent wealth | Jan 9, 2025 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Jul 14, 2010 | Jan 16, 2024 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|San Francisco, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | S••• C•••••• L•• | Jan 16, 2024 | Jan 9, 2025 | 359 | Firm change | Ibd to RIA |
| F•••• R••••••• W••••• A•••••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Sep 30, 2010 | Jul 14, 2010 |
| F•••• R••••••• W••••• A•••••••• L•• | n/a | Aug 20, 2009 | Sep 30, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 22, 2008 | Mar 19, 2009 | no | SACRAMENTO, CA | Previous registration |
| -78 |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | F•••• R••••••• W••••• A•••••••• L•• | Mar 19, 2009 | Aug 20, 2009 | 154 | Firm change | Other |