DFX Intelligence

S••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••• C•••••• L••

CRD 322776

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:205843b5-ff08-f714-4d5e-a36885aafabb

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 13
On other graphs: 3
Observed: Jul 14, 2022 to Jul 27, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

S••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

S••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.4B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $4.3Bderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $365Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• C•••••	n/a	SAN FRANCISCO, CA	4	22	1	no
S••• C•••	n/a	Seoul \| SAN FRANCISCO, CA	4	17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• C•••••• D•• L•	n/a	$30.5M	Jul 27, 2026	11	Jul 27, 2026	reported	021-537403
S••• P••• A• L•	n/a	$22.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• A•••	MANAGING MEMBER	Na	yes	09/2022	Jul 27, 2026	Jul 27, 2026
M•••••• M••••• S•	VICE PRESIDENT OF OPERATIONS	Na	yes	07/2024	Jul 27, 2026	Jul 27, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	5	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.4B	$2.9B	49.3%	$1.4B	45.7%	17	13	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	3	Sep 20, 2022	Oct 6, 2022	SAN FRANCISCO, CA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (12)

← F••••••• C•••Advisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← A••••• R•••••• R•••••••Advisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← C•••••••• J••• H••Advisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← M•••• S• M•••••

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.4B
Occurred
Oct 4, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 12, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 14, 2024
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:205843b5-ff08-f714-4d5e-a36885aafabb
First observed: Jul 14, 2022
Last observed: Jul 27, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.