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Advisor at CONTINUUM ADVISORY, LLC
EAGLE, ID | Fountain Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | Independent wealth | Feb 8, 2018 | n/a | yes | Fountain Valley, CA|EAGLE, ID | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Apr 6, 2017 | Nov 17, 2017 | no | PLEASANTON, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 13, 2014 | Apr 3, 2017 | no | LOS ANGELES, CA|LOS ANGELES, CA|ST. PETERSBURG, FL|ST PETERSBURG, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 28, 2012 | Oct 2, 2014 | no | El Segundo, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Nov 25, 2009 | Nov 20, 2012 | no | PHILADELPHIA, PA|LOS ANGELES, CA|ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | CONTINUUM ADVISORY, LLC | Nov 17, 2017 | Feb 8, 2018 | 83 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | Apr 3, 2017 | Apr 6, 2017 | 3 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | TRANSAMERICA FINANCIAL ADVISORS, LLC | Oct 2, 2014 | Oct 13, 2014 | 11 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Nov 20, 2012 | Nov 28, 2012 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 468:283155:CA:2017-11-17 | Nov 17, 2017 | Feb 8, 2018 | PLEASANTON, CA | Firm change |