DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alina Lee Santiago
Feed of 09/15/2026
Also filed as Alina Lee Santiago
At current firm
8 y
since Feb 8, 2018
In the industry
18 y
since Mar 11, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Continuum Advisory, LLC independent RIA currentsince Feb 8, 2018 · Fountain Valley, Ca
- Signator Investors, Inc. formerApr 6, 2017 to Nov 17, 2017 · Pleasanton, Ca
- Transamerica Financial Advisors, LLC BD affiliatedOct 13, 2014 to Apr 3, 2017 · Los Angeles, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerNov 28, 2012 to Oct 2, 2014 · El Segundo, Ca
- Transamerica Financial Advisors, LLC BD affiliatedNov 25, 2009 to Nov 20, 2012 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Signator Investors, Inc. to Continuum Advisory, LLCleft Nov 17, 2017, registered Feb 8, 2018 (83 days) · Other · moved with a team
- Transamerica Financial Advisors, LLC to Signator Investors, Inc.left Apr 3, 2017, registered Apr 6, 2017 (3 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Transamerica Financial Advisors, LLCleft Oct 2, 2014, registered Oct 13, 2014 (11 days) · Other
- Transamerica Financial Advisors, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Nov 20, 2012, registered Nov 28, 2012 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address