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RIA / WealthAdvisorCertified Financial Planner23 years in industry

JAMES OLVER FLOWER

Advisor at CORIENT

Portland, ME

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Search this name across graphsid dfx:ria:00e41bb7-2090-069d-db23-5a9ae0a0112d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 18, 2003
First registration: Jun 3, 2005
Dual registered: no
Other names: JAMES OLVER FLOWER|JAMES OLVER FLOWER
IAPD individual key: 3129412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Aug 17, 2026	n/a	yes	Portland, ME	Current employment
H.M. PAYSON	Independent wealth	May 5, 2017	Aug 21, 2026	no	PORTLAND, ME	Previous registration
OLD PORT ADVISORS	Independent wealth	May 25, 2012	Oct 7, 2015	no	PORTLAND, ME	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 4, 2012	no	PORTLAND, ME\|Portland, ME	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	PORTLAND, ME\|NEW YORK, NY\|PORTLAND, ME	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jun 3, 2005	Feb 21, 2006	no	PORTLAND, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H.M. PAYSON	Corient	Aug 21, 2026	Aug 17, 2026	-4	Firm change	RIA to RIA
OLD PORT ADVISORS	H.M. PAYSON	Oct 7, 2015	May 5, 2017	576	Firm change after gap	Other
MORGAN STANLEY	OLD PORT ADVISORS	Jun 4, 2012	May 25, 2012	-10	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2993:319448:ME:2026-08-20	Aug 21, 2026	Aug 17, 2026	PORTLAND, ME	Firm change

Relationships

Registered with (6)

→ CORIENTRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ H.M. PAYSONRegistered adviserregistration: previous registration
May 5, 2017 to Aug 21, 2026factForm ADV
→ OLD PORT ADVISORSRegistered adviserregistration: previous registration
May 25, 2012 to Oct 7, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 4, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jun 3, 2005 to Feb 21, 2006factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
James Olver Flower left H.M. Payson for Corient (registered 2026-08-17)
Form ADVobserved 6 days ago