RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• O•••• F•••••
- C•••••• independent RIA currentsince Aug 17, 2026 · Portland, Me
- H••• P••••• independent RIAMay 5, 2017 to Aug 21, 2026 · Portland, Me
- O•• P••• A••••••• independent RIAMay 25, 2012 to Oct 7, 2015 · Portland, Me
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 4, 2012 · Portland, Me
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Portland, Me
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 3, 2005 to Feb 21, 2006 · Portland, Me
- H••• P••••• to C••••••left Aug 21, 2026, registered Aug 17, 2026 (-4 days) · RIA to RIA · moved with a team
- O•• P••• A••••••• to H••• P•••••left Oct 7, 2015, registered May 5, 2017 (576 days) · Other
- M••••• S•••••• to O•• P••• A•••••••left Jun 4, 2012, registered May 25, 2012 (-10 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- James Olver Flower left H.M. Payson for Corient (registered 2026-08-17)Aug 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address