DFX Intelligence

E••• T••••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

E••• T••••••• L••

Advisor at A••••••• W••••• A•••••••• I•••

CONCORD, CA

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Search this name across graphsid dfx:ria:00e4553d-5985-77b8-f04e-4f6231624b3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Nov 24, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••• T••••••• L••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••• I•••	Independent wealth	Aug 21, 2014	n/a	yes	CONCORD, CA	Current employment
G••••••• F•••••••• M•••••••••	Former SEC adviser	Mar 4, 2020	Dec 12, 2021	no	Benicia, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• F•••••••• M•••••••••	n/a	Dec 12, 2021	n/a	n/a	Departure no registered destination	Departure
W•••••••• A•••• M••••••••• I•••	A••••••• W••••• A•••••••• I•••	Sep 3, 2014	Aug 21, 2014	-13

Relationships

Registered with (3)

→ A••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 21, 2014 to presentfactForm ADV
→ G••••••• F•••••••• M•••••••••Registered adviserregistration: previous registration
Mar 4, 2020 to Dec 12, 2021factForm ADV
→ W•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2003 to Sep 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e4553d-5985-77b8-f04e-4f6231624b3c
First observed: Nov 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.