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G•••••••, L••••••• I, CRD 128566
BENICIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••••••• I• G••••••• | Certified Financial Planner | CONCORD, CA | Benicia, CA | 11 | 34 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••••• L•••••••• I• | OWNER, CHIEF COMPLIANCE OFFICER | E | yes | 10/1997 | Apr 11, 2012 | Feb 13, 2014 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 20, 2013 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $69.6M | $92.5M | -24.7% | n/a | n/a | 1 | n/a | n/a | n/a |
| $95.2M |
| $93.6M |
| 4 |
| 2 |
| n/a |
| n/a |
| n/a |
| 2011 | Apr 11, 2012 | $92.5M | $91.0M | n/a | n/a | n/a | n/a | n/a |