DFX Intelligence

J•••••• M••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••••• M••••• S•••••••

Advisor at L•• F•••••••• L••

WESTWOOD, MA

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Search this name across graphsid dfx:ria:00e54217-61dc-a721-535e-b2440898a4be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 2, 2026	n/a	yes	WESTWOOD, MA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 2, 2019	Apr 2, 2026	no	QUINCY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Apr 2, 2026	Apr 2, 2026	0	Firm change	Ibd to ibd
O•••• W•••••• I•••	C••••• I••••••••• A••••••• L••	Jun 5, 2019	Jul 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:MA:2026-04-02	Apr 2, 2026	Apr 2, 2026	QUINCY, MA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 2, 2019 to Apr 2, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Apr 8, 2019 to Jun 5, 2019factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
J•••••• M••••• S••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e54217-61dc-a721-535e-b2440898a4be
First observed: Apr 8, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.