RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 2, 2026 · Westwood, Ma
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 2, 2019 to Apr 2, 2026 · Quincy, Ma
- O•••• W•••••• I••• BD affiliatedApr 8, 2019 to Jun 5, 2019 · Braintree, Ma
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 2, 2026, registered Apr 2, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Jun 5, 2019, registered Jul 2, 2019 (27 days) · Affiliated broker-dealer or bank to another
- J•••••• M••••• S••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-02)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address