S•••• W• T••••

Advisor at U•• F•••••••• S•••••••• I•••

Olathe, KS | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00e91811-fb13-bb11-5bf3-78b4848f9211

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 15, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S•••••••• I•••	Independent wealth	Dec 14, 2021	n/a	yes	KANSAS CITY, MO\|Olathe, KS	Current employment
C••••• F••••••••	Independent wealth	Oct 31, 2018	Mar 4, 2021	no	LENEXA, KS\|Lenexa, KS\|LENEXA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F••••••••	U•• F•••••••• S•••••••• I•••	Mar 4, 2021	Dec 14, 2021	285	Firm change	RIA to ibd
W•••••• • R•••	C••••• F••••••••	Oct 12, 2018	Oct 31, 2018

Relationships

Registered with (3)

→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 14, 2021 to presentfactForm ADV
→ C••••• F••••••••Registered adviserregistration: previous registration
Oct 31, 2018 to Mar 4, 2021factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 15, 2016 to Oct 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e91811-fb13-bb11-5bf3-78b4848f9211
First observed: Jan 15, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.