DFX Intelligence

C••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••• F••••••••

C••••• F•••••••• NETWORK, LLC, CRD 168203

LENEXA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:139c1ca0-d126-f2c9-2fbc-c8b436c39bb1

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 95
Dated events: 32
On other graphs: 0
Observed: Apr 2, 2015 to Sep 3, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=45.0
Regulatory AUM: $411M••• Locked
Discretionary RAUM: $411M
Private client RAUM: $411Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 39
RAUM per advisor: $10.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• P•••••• H•••••••	Certified Financial Planner	Lenexa, KS \| LENEXA, KS	12	27	2	yes
S•••• C••••••••• A••••	Certified Financial Planner\|Chartered Financial Consultant	Lenexa, KS \| Leawood, KS \| Excelsior Springs, MO	12	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• C••••• U••••	SOLE SHAREHOLDER	E	yes	11/2001	Apr 2, 2015	Oct 16, 2024
C••••••••• C••• O•• L••	Shareholder	E	yes	11/2001	Apr 2, 2015	Oct 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• C••••• U••••	n/a	n/a	n/a	Y	no	n/a
C••••••••• I•••••••• A•••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
KANSAS CITY	Mo	United States	4	yes
NEW YORK	NY	United States	4	yes
Leawood	Ks	United States	3	yes
PLEASANT VALLEY	Mo	United States	3	yes
LOS ANGELES	CA	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	6	-4	15.4%	1	1	0	13	16

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$411M	$346M	18.7%	$276M	14.2%	50	50	31	28

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••• B•••• W•••••	2	Jul 22, 2022	Aug 29, 2022	LENEXA, KS	Team lift out	RIA to state RIA	6.9%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U•••• A••••••• L••	5	Oct 13, 2022	Mar 2, 2022	NEW YORK, NY	Firm absorbed	RIA to RIA	71.4%
C••• F•••••••• S•••••••• L•••	2	Jun 30, 2020	Jul 7, 2020

Relationships

showing 80 of 95

Registered with (64)

← SAMI EDWARD FARAGAdvisorregistration: current employment
Aug 7, 2026 to presentfactForm ADV
← C••••••••• Leile SutherlinAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← Drew P CasonAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← KEVIN D•••• HARPER

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 18, 2026
Advisor changed firm
Todd C••••••••• Salzman left C••••• F•••••••• for Edward Jones (registered 2026-08-14)
Form ADVobserved 7 days ago
Occurred
Apr 29, 2026
Advisor changed firm
Lucy A Viado left C••••• F•••••••• for Equitable Advisors, Llc (registered 2026-04-24)
Form ADVobserved 7 days ago
Occurred
Apr 9, 2026
Advisor changed firm
Colter Robert Heckman left C••••• F•••••••• for Modern Wealth Management, Llc (registered 2026-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:139c1ca0-d126-f2c9-2fbc-c8b436c39bb1
First observed: Apr 2, 2015
Last observed: Sep 3, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.