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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

WAVELAND FAMILY OFFICE, LLC

CRD 325248

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00eaf981-8f24-5b56-c6df-65e7fc19b5c0

Data as of May 7, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Feb 14, 2023 to May 7, 2024
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $359MItem 5.F on the latest filing (2024-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $359M
Private client RAUM: $359MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 70
Individual clients: 23
High net worth clients: 47
Custody, client assets: $259M
SEC number: 801-127476
CIK: 2007105
CRD: 325248
Filings on the tape: 5
First filed: Feb 14, 2023
Latest filed: May 7, 2024
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERG, ALLEN, CURTIS	MANAGING MEMBER	D	yes	12/2022	Feb 14, 2023	May 7, 2024
ZASLAVSKY, DENNIS, M.	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	12/2022	Feb 14, 2023	May 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WAVELAND INVESTMENTS I, LLC	n/a	n/a	n/a	N	yes	n/a
WAVELAND INVESTMENTS II, LLC	n/a	n/a	n/a	N	yes	n/a
WAVELAND INVESTMENTS, LLC	n/a	n/a	n/a	N	yes	n/a
WF SECURITY GP, LLC	n/a	n/a	n/a	N	yes	n/a
WF SECURITY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 26, 2024	$359M	$359M	7	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$359M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS	2	Feb 13, 2025	Feb 14, 2025	DEERFIELD, IL	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← BERG, ALLEN, CURTISOwnerMANAGING MEMBER, ownership code D, individual
Feb 14, 2023 to presentfactForm ADV
← ZASLAVSKY, DENNIS, M.OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 14, 2023 to presentfactForm ADV

Moved with (1)

→ CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONSRegistered adviser2 advisors, team lift out, same day
Feb 13, 2025 to Feb 14, 2025factForm ADV

Registered with (2)

← ALLEN CURTIS BERGAdvisorregistration: previous registration
Mar 16, 2023 to Feb 13, 2025factForm ADV
← DENNIS M. ZASLAVSKYAdvisorregistration: previous registration
Oct 23, 2024 to Feb 13, 2025factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Waveland Family Office, Llc no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $359.0M)
Form ADVobserved 5 days ago
$359M
Occurred
Feb 13, 2025
Team lift-out
2 advisors left Waveland Family Office, LLC (Deerfield, IL) for Clearstead; Clearstead Advisory Solutions on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Feb 13, 2025
Advisor changed firm
Dennis M. Zaslavsky left Waveland Family Office, Llc for Clearstead; Clearstead Advisory Solutions (registered 2025-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 13, 2025
Advisor changed firm
Allen Curtis Berg left Waveland Family Office, Llc for Clearstead; Clearstead Advisory Solutions (registered 2025-02-14)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2023
First Form ADV filing
Waveland Family Office, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00eaf981-8f24-5b56-c6df-65e7fc19b5c0
First observed: Feb 14, 2023
Last observed: May 7, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WAVELAND FAMILY OFFICE, LLC

CRD 325248

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00eaf981-8f24-5b56-c6df-65e7fc19b5c0

Data as of May 7, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERG, ALLEN, CURTIS

MANAGING MEMBER

yes

12/2022

Feb 14, 2023

May 7, 2024

ZASLAVSKY, DENNIS, M.

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

12/2022

Feb 14, 2023

May 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WAVELAND INVESTMENTS I, LLC

n/a

yes

n/a

WAVELAND INVESTMENTS II, LLC

n/a

yes

n/a

WAVELAND INVESTMENTS, LLC

n/a

yes

n/a

WF SECURITY GP, LLC

n/a

yes

n/a

WF SECURITY MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 26, 2024

$359M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$359M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Feb 13, 2025

Feb 14, 2025

DEERFIELD, IL

Team lift out

RIA to RIA

100.0%