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CLEARSTEAD ADVISORS, LLC, CRD 105674
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-21 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN (NMN) MARINO | Certified Financial Planner | BEACHWOOD, OH | 14 | 21 | 1 | no |
| MICHAEL STEPHEN DEARDEN | n/a | BEACHWOOD, OH | 14 | 25 | 3 | no |
| STEVEN FRANCIS WOLKEN | n/a | CLEVELAND, OH | 14 | 19 | 1 | no |
| NANCY GALLAGHER COOK | n/a | BEACHWOOD, OH | 14 | 16 | 1 | no |
| WILLIAM OLEY HALL | Certified Financial Planner|Chartered Financial Analyst | PORTLAND, ME | 11 | 27 | 2 | no |
| DAVID JOSEPH RUBIS | n/a | CLEVELAND, OH | 4 | 12 | 3 | no |
| EILEEN MARIE BURKHART | Certified Financial Planner | CLEVELAND, OH | 4 | 33 | 2 | no |
| MATTHEW JOEL KOLENICH | n/a | CLEVELAND, OH | 3 | 21 | 4 | no |
| SCOTT P. SNOW | Certified Financial Planner | CLEVELAND, OH | 3 | 28 | 3 | no |
| ALLEN WILLIAM DENGLER | n/a | CLEVELAND, OH | 2 | 10 | 1 | no |
| Timothy James McDaniel | n/a | Norfolk, VA | CLEVELAND, OH | 2 | 10 | n/a | no |
| DAVID JAMES KYLE ELLIOTT | Certified Financial Planner | Raleigh, NC | CLEVELAND, OH | 2 | 32 | 1 | no |
| MARK RANDALL WARDEN | n/a | Norfolk, VA | CLEVELAND, OH | 2 | 30 | 1 | no |
| AMIE SLATON BATY | Chartered Financial Analyst | Norfolk, VA | CLEVELAND, OH | 2 | 22 | 2 | no |
| Sophia Louise Ivancich | Certified Financial Planner | CLEVELAND, OH | Norfolk, VA | 2 | 11 | 4 | no |
| Daniel John Pizetoski | Chartered Financial Analyst | CLEVELAND, OH | Norfolk, VA | 2 | 15 | 1 | no |
| Kurt Wilhelm Evertz | n/a | Norfolk, VA | CLEVELAND, OH | 2 | 10 | 1 | no |
| DANIEL FRALIN POWELL | Chartered Financial Analyst | Norfolk, VA | CLEVELAND, OH | 2 | 22 | 4 | no |
| THOMAS FRANCIS XAVIER MCNALLY | Chartered Financial Analyst | CLEVELAND, OH | Norfolk, VA | 2 | 21 | 1 | no |
| PAUL AARON FERWERDA | Chartered Financial Analyst | Norfolk, VA | CLEVELAND, OH | 2 | 39 | 2 | no |
| BRIANNA THERESE SHUGHROU | n/a | CLEVELAND, OH | Norfolk, VA | 2 | 19 | 1 | no |
| ROGER HERMAN SCHEFFEL | n/a | Norfolk, VA | CLEVELAND, OH | 2 | 25 | 2 | no |
| CONNOR FRASER DABNEY FANNEY | n/a | Norfolk, VA | CLEVELAND, OH | 2 | 11 | 1 | no |
| LUKE HYMA SCANLAN | Chartered Financial Analyst | CLEVELAND, OH | Norfolk, VA | 2 | 12 | 1 | no |
| Ryan Stallard | n/a | CLEVELAND, OH | Norfolk, VA | 2 | 13 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CLEARACCESS FUND, LP | n/a | $47.1M | Jul 31, 2026 | 217 | Jul 31, 2026 | reported | 021-546891 |
| SMARTSHEET SPV, LLC | n/a | $7.8M | Jul 31, 2026 | 32 | Jul 31, 2026 | reported | 021-536676 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DESHPANDE, ANEET, PRADEEP | CHIEF INVESTMENT OFFICER | Na | yes | 02/2024 | Mar 29, 2024 | Aug 30, 2024 |
| FLEXPOINT FORD, LLC | Member | F | yes | 02/2022 | Feb 6, 2022 | Aug 30, 2024 |
| FLEXPOINT FUND IV-A LP | Member | C | yes | 02/2022 | Feb 6, 2022 | Aug 30, 2024 |
| FLEXPOINT FUND IV-B LP | Member | F | yes | 02/2022 | Feb 6, 2022 | Aug 30, 2024 |
| FULTON, DAVID, CAMPBELL | PRESIDENT, CHIEF EXECUTIVE OFFICER, CO-CHAIRMAN | Na | yes | 12/2009 | Jan 19, 2012 | Aug 30, 2024 |
| HARTLAND MANAGEMENT INVESTORS, LLC | Member | C | yes | 02/2022 | Mar 31, 2017 | Aug 30, 2024 |
| KNAPP, BRADLEY, DAVID | President | Na | yes | 01/2019 | Mar 30, 2020 | Aug 30, 2024 |
| MEYERHOEFER, TRENT, MATTHEW | CHIEF FINANCIAL OFFICER | Na | yes | 06/2022 | Mar 31, 2023 | Aug 30, 2024 |
| MOSES BUYER HOLDINGS, LLC | Member | E | yes | 02/2022 | Feb 6, 2022 | Aug 30, 2024 |
| MOSES ULTIMATE HOLDINGS, LLC | Member | E | yes | 02/2022 | Feb 6, 2022 | Aug 30, 2024 |
| RICE, SATRICIA, ANN | HEAD OF PRIVATE CLIENT GROUP | Na | yes | 01/2023 | Mar 29, 2024 | Aug 30, 2024 |
| SHEBAK, MICHAEL, PETER | HEAD OF INSTITUTIONAL CLIENT GROUP | Na | yes | 10/2015 | Mar 30, 2020 | Aug 30, 2024 |
| TIPPIT, CARL, JUSTIN | CO-CHAIRMAN | Na | yes | 01/2021 | Jan 9, 2015 | Aug 30, 2024 |
| WILBANKS, WAYNE, FREEMAN | SENIOR MANAGING DIRECTOR | Na | yes | 04/2024 | Apr 2, 2024 | Aug 30, 2024 |
| WOLKEN, STEVEN, FRANCIS | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2011 | Jan 19, 2012 | Aug 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AVALON TRUST, LLC | n/a | n/a | n/a | Y | yes | n/a |
| CLEARSTEAD TRUST, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Norfolk | Va | United States | 20 | no |
| Hudson | Oh | United States | 6 | no |
| Roanoke | Va | United States | 2 | no |
| PEPPER PIKE | Oh | United States | 1 | no |
| Westlake | Oh | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| VALLEY CITY | Oh | United States | 0 | no |
| Norfolk | Va | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $34B | $26B | 280 | 104 | 8 | 3 | n/a |
| 2024 | Mar 21, 2025 | $24B | $19B | 223 | 85 | 9 | n/a | n/a |
| 2023 | Mar 29, 2024 | $15B | $9.6B | 145 | 60 | 4 | n/a | n/a |
| 2022 | Mar 31, 2023 | $10B | $6.8B | 126 | 48 | 4 | n/a | n/a |
| 2021 | Mar 31, 2022 | $11B | $7.6B | 91 | 46 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $7.2B | $5.6B | 91 | 44 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $5.8B | $4.5B | 80 | 38 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $4.3B | $3.2B | 73 | 39 | 3 | n/a | n/a |
| 2017 | Mar 29, 2018 | $4.1B | $3.0B | 72 | 35 | 3 | n/a | n/a |
| 2016 | Mar 31, 2017 | $3.2B | $2.5B | 69 | 33 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.5B | $1.9B | 67 | 32 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $2.3B | $1.6B | 60 | 28 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.6B | $991M | 52 | 21 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.2B | $543M | 50 | 20 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $1.1B | $571M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 22 | 1 | 21 | 1.5% | 6 | 1 | 0 | 53 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $34B | $24B | 39.5% | $10B | 49.1% | 280 | 223 | 10 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MYCIO WEALTH PARTNERS, LLC | 6 | Jul 21, 2026 | Jul 13, 2026 | PHILADELPHIA, PA | Team lift out | RIA to RIA | 17.6% |
| THE CLARIUS GROUP, LLC | 15 | Feb 11, 2026 | May 29, 2026 | SEATTLE, WA | Firm absorbed | RIA to RIA | 100.0% |
| WAVELAND FAMILY OFFICE, LLC | 2 | Feb 13, 2025 | Feb 14, 2025 | DEERFIELD, IL | Team lift out | RIA to RIA | 100.0% |
| WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | 2 | Apr 19, 2024 | Apr 21, 2024 | RALEIGH, NC | Team lift out | RIA to RIA | 9.1% |
| WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | 20 | Apr 19, 2024 | May 13, 2024 | NORFOLK, VA | Firm absorbed | RIA to RIA | 90.9% |
Across 23 of the 40 largest (by RAUM) wealth managers whose Schedule A owner resolves to a private equity sponsor, IAPD registration spans between 2025-09-20 and 2026-09-20 show 1,747 advisors joining and 951 leaving (net +796). Largest movers: Wealth Enhancement Advisory Services, Llc +141 (165 in, 24 out; TA Associates on Schedule A since 2019-10-07); Mercer Global Advisors Inc. +131 (146 in, 15 out; APH III GP LP on Schedule A since 2023-09-22); Rockefeller Capital Management +118 (141 in, 23 out; Viking Global Investors LP on Schedule A since 2018-08-23); Mariner +84 (129 in, 45 out; Leonard Green & Partners, L.P. on Schedule A since 2021-07-30); Osaic Wealth, Inc. -79 (347 in, 426 out; Reverence Capital Partners on Schedule A since 2019-08-30); Beacon Pointe Advisors, Llc +75 (92 in, 17 out; Kohlberg Kravis Roberts & Co. L.P. on Schedule A since 2022-02-03); Waverly Advisors, Llc +66 (69 in, 3 out; Hggc, LLC on Schedule A since 2022-01-18); Kestra Advisory Services, Llc +57 (158 in, 101 out; OAK Hill Capital Management, LLC on Schedule A since 2023-03-06).
Form ADV Schedule A and B name the owners of each adviser. 550 owner rows on 319 advisers resolve by identifier to a sponsor on the private equity graph (precision 1.00 on track Z's labels); 103 of those advisers are wealth managers with 37,613 registered advisors and $4.78T of RAUM as filed. Largest sponsors by wealth platforms: Clayton, Dubilier & Rice, LLC 35 (Ancora Private Wealth Advisors, Llc, Ars Wealth Advisors, Asset Advisors, Badgley Phelps Wealth Managers, ...); Reverence Capital Partners 5 (Osaic Advisory Services, Llc, Osaic Institutions, Inc., Osaic Wealth, Inc., Seia, ...); OAK Hill Capital Management, LLC 5 (Goldstein Advisors, Llc, Hughes Financial Services, Llc, Kestra Advisory Services, Llc, Kestra Private Wealth Services, Llc, ...); Bain Capital Private Equity, LP 4 (Ac Wealth Partners, Envestnet Pmc, Envestnet Portfolio Solutions, Inc., Qrg Capital Management, Inc.); Leonard Green & Partners, L.P. 3 (Mariner, Mariner Advisor Network, Mariner Independent); The Vistria Group, LP 3 (Ingham Retirement Group, Pasi Investments, Llc, The Mather Group, Llc).