DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOSHUA JAMES DELONG

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

BOISE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00eddc24-e31d-390d-5257-b00ac3c0cf24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 30, 2001
First registration: Mar 15, 2004
Dual registered: yes, broker-dealer
Other names: JOSHUA JAMES DE LONG
IAPD individual key: 4391057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 4, 2014	n/a	yes	BOISE, ID	Current employment
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Feb 8, 2008	Apr 9, 2014	no	BOISE, ID	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 1, 2004	Feb 13, 2008	no	BOISE, ID\|BOISE, ID	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 15, 2004	Nov 2, 2004	no	BOISE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEDBUSH SECURITIES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 9, 2014	Apr 4, 2014	-5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WEDBUSH SECURITIES INC.	Feb 13, 2008	Feb 8, 2008	-5	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 2, 2004	Nov 1, 2004	-1	Firm change	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 4, 2014 to presentfactForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Feb 8, 2008 to Apr 9, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 1, 2004 to Feb 13, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 15, 2004 to Nov 2, 2004factForm ADV

Dated events

No dated event names this entity yet.