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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

NATHAN DAVID SMITH

Advisor at STRATEGIC ADVISERS LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:00f518fa-9d17-de3e-9341-dc389738b737

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jan 20, 2009
First registration: Feb 24, 2017
Dual registered: yes, broker-dealer
Other names: NATHAN SMITH
IAPD individual key: 5468995

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	COLUMBUS, OH\|COLUMBUS, OH	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 25, 2021	Mar 31, 2025	no	COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 1, 2018	Jul 14, 2021	no	DUBLIN, OH\|COLUMBUS, OH\|Upper Arlington, OH\|DUBLIN, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Apr 16, 2018	no	DUBLIN, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 16, 2018	no	OMAHA, NE	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 24, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 14, 2021	Aug 25, 2021	42	Firm change	Wirehouse to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 16, 2018	Feb 27, 2018	-48	Channel change	Other
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Apr 16, 2018	May 1, 2018	15	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:NE:2018-03-26	Apr 16, 2018	Feb 27, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 25, 2021 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 1, 2018 to Jul 14, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 16, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Apr 16, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 24, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.