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CRD 139162
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••• A•••• B••••• | n/a | SAN ANTONIO, TX | 19 | 41 | 1 | no |
| B•••• E••• A••••• | n/a | SAN ANTONIO, TX | 9 | 31 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S•• M••••••• E••••• P••••••••• L••• | Hedge Fund | $19.7M | Mar 16, 2026 | 18 | Jun 25, 2014 | reported | 021-1108968 |
| S•• C•••••• M••••••• L••• | Hedge Fund | $15.6M | Mar 16, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• B••••• E••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2016 | Mar 16, 2012 | Dec 12, 2024 |
| B•••••• S••••• A•••• | President | E | yes | 08/1999 | Mar 16, 2012 | Dec 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.9B | $5.0B | -22.2% | $3.9B | 0.1% | 13 | 13 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I••••••••• P••••••••• I••• | 4 | Jul 3, 2017 | Jul 5, 2017 | ENGLEWOOD, CO | Team lift out | Other | 2.7% |
| I••••••••• P••••••••• I••• | 2 | Jul 3, 2017 | Jul 3, 2017 |
| no |
| J••• V••• S•••••••• | n/a | SAN ANTONIO, TX | 9 | 28 | 3 | no |
| J••••• S•••••• P••••••••• | n/a | BLOOMINGTON, IN | 9 | 13 | 1 | no |
| K•••• A••••• C••••• | n/a | DENVER, CO | 9 | 29 | 2 | no |
| W•••••• J••••• B••••• | n/a | SAN ANTONIO, TX | 3 | 10 | n/a | no |
| L•••• A•••• A••••••• | n/a | SAN ANTONIO, TX | 1 | 21 | 5 | no |
| 20 |
| Jun 25, 2014 |
| reported |
| 021-1509868 |
| S•• H••• Y•••• C•••••• M••••••• L• | Hedge Fund | $8.6M | Mar 16, 2026 | 11 | Mar 26, 2021 | reported | 021-1811089 |
| LIMITED PARTNER |
| E |
| yes |
| 12/1999 |
| Mar 16, 2012 |
| Dec 12, 2024 |
| F••••••• I••••••••• L••••• | GENERAL PARTNER | Na | yes | 12/1999 | Mar 16, 2012 | Dec 12, 2024 |
| C•••••• K••••• A••••• | LIMITED PARTNER | Na | no | 07/2018 | Mar 27, 2019 | Dec 12, 2024 |
| H••••• L•••••• B••• | LIMITED PARTNER | Na | no | 01/2020 | Mar 17, 2022 | Dec 12, 2024 |
| P••••••••• J•••••• S•••••• | LIMITED PARTNER | Na | no | 07/2018 | Mar 27, 2019 | Dec 12, 2024 |
| P••••• D•••••• J• | CHIEF OPERATIONS OFFICER / LIMITED PARTNER | Na | no | 03/2016 | Mar 16, 2012 | Dec 12, 2024 |
| S••••••••• J•••• V••• | LIMITED PARTNER | Na | no | 01/2014 | Mar 18, 2014 | Dec 12, 2024 |
| Mar 16, 2026 |
| $3.9B |
| $129M |
| 13 |
| 5 |
| 3 |
| 3 |
| n/a |
| 2024 | Mar 14, 2025 | $5.0B | $102M | 13 | 5 | 3 | 3 | n/a |
| 2023 | Mar 18, 2024 | $3.5B | $113M | 13 | 6 | 4 | 3 | $36.2M |
| 2022 | Mar 8, 2023 | $3.9B | $168M | 14 | 6 | 4 | 3 | $40.9M |
| 2021 | Mar 17, 2022 | $3.1B | $211M | 15 | 5 | 3 | 3 | $54.9M |
| 2020 | Mar 26, 2021 | $3.7B | $92.8M | 14 | 4 | 3 | 3 | $53.8M |
| 2019 | Mar 26, 2020 | $2.7B | $73.7M | 11 | 2 | 2 | 2 | $45.6M |
| 2018 | Feb 27, 2019 | $620M | $70.5M | 9 | 2 | 2 | 2 | $130M |
| 2017 | Mar 28, 2018 | $165M | $86.3M | 9 | 2 | 2 | 2 | $130M |
| 2016 | Mar 22, 2017 | $234M | $234M | 8 | 1 | n/a | 2 | $130M |
| 2015 | Mar 30, 2016 | $278M | $278M | 12 | 1 | n/a | 2 | $165M |
| 2014 | Mar 24, 2015 | $282M | $282M | 22 | 22 | n/a | 2 | $164M |
| 2013 | Mar 18, 2014 | $165M | $165M | 20 | 20 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $135M | $135M | 22 | 22 | n/a | n/a | n/a |
| 2011 | Mar 16, 2012 | $112M | $112M | n/a | n/a | n/a | n/a | n/a |
| SAN ANTONIO, TX |
| Team lift out |
| Other |
| 1.4% |