DFX Intelligence

N••• C••••••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

N••• C••••••• I•••••

Advisor at M••••••••• C•••••• L••

MARTINEZ, CA

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Search this name across graphsid dfx:ria:8cde8a5b-b103-f7f6-a860-ac5bc9242384

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 19, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Relationships

Registered with (5)

→ M••••••••• C•••••• L••Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ S••• V•••• P•••••••• L•••Registered adviserregistration: previous registration
Jan 4, 2023 to Jan 28, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2012 to Sep 30, 2014factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cde8a5b-b103-f7f6-a860-ac5bc9242384
First observed: Oct 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.