DFX Intelligence
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Reading the graph
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F•••• C••••••• I••••••••• A•••• M••••••••• LLC, CRD 285836
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | F•••• reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•• N••••••••• C••••• L•• | Hedge Fund | $911M | Mar 29, 2024 | 2 | Jul 18, 2017 | reported | n/a |
| C•• C•• I• L••• | Securitized Asset Fund | $240,000 |
| Owner | Title | Ownership code | Control person | Acquired | F•••• seen | Last seen |
|---|---|---|---|---|---|---|
| C•• L••• C••••••••• | Member | E | yes | 03/2020 | Mar 30, 2021 | Mar 29, 2024 |
| F•••• C••••••• B••••••••• I••• | Shareholder | E | yes | 01/2022 | Feb 1, 2022 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•• A•••• M••••••••• | n/a | Other adviser | $32B | N | yes | n/a |
| S•• W••••• L•• | n/a | Independent wealth | $3.1B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $829M | $815M | 1.7% | $791M | 1.6% | 25 | 28 | 12 | 3 |
| 3 |
| Feb 14, 2012 |
| dropped |
| n/a |
| Shareholder |
| E |
| yes |
| 01/2022 |
| Feb 1, 2022 |
| Mar 29, 2024 |
| H•••••• C•••••• T••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2018 | Jan 16, 2019 | Mar 29, 2024 |
| H••••• J•••• | President | Na | yes | 01/2024 | Mar 29, 2024 | Mar 29, 2024 |
| C••••••• M•••• A••••• | SENIOR VICE PRESIDENT & TREASURY CONTROLLER | Na | no | 11/2011 | Nov 9, 2016 | Mar 29, 2024 |
| D••••••• H•••••• N•• | MANAGING DIRECTOR | Na | no | 06/2014 | Nov 9, 2016 | Mar 29, 2024 |
| F•••• E•••• W••••••• | Director | Na | no | 05/2015 | Nov 9, 2016 | Mar 29, 2024 |
| L••••• N•••• T••••• | MANAGING DIRECTOR | Na | no | 06/2017 | Jul 18, 2017 | Mar 29, 2024 |
| N•••••••• K•••••••• N•• | Director | Na | no | 08/2009 | Nov 9, 2016 | Mar 29, 2024 |
| S•••••••• B•••••• N•• | VICE PRESIDENT | Na | no | 01/2017 | Mar 9, 2017 | Mar 29, 2024 |
| S••••• K•••••••• M••••• | VICE PRESIDENT CORPORATE TREASURY | Na | no | 11/2011 | Nov 9, 2016 | Mar 29, 2024 |
| S•••••• P••••• L••••••• | MANAGING DIRECTOR | Na | no | 06/2017 | Jul 18, 2017 | Mar 29, 2024 |
| V••••••••• A•••••• L••• | Director | Na | no | 11/2018 | Mar 29, 2019 | Mar 29, 2024 |
| F•••• C••••••• I••••••• S•••••••• I••• |
| n/a |
| Bd affiliated wealth |
| $2.6B |
| N |
| yes |
| n/a |
| F•••• C••••••• A•••• M••••••••• I•• | n/a | Bd affiliated wealth | $465M | N | yes | n/a |
| F•••• C••••••• B••• • T•••• C•••••• | n/a | n/a | n/a | Y | yes | n/a |
| F•••• C••••••• C•••••• S••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| N•••• T•••• S••••••• | n/a | n/a | n/a | N | yes | n/a |
| Mar 30, 2026 |
| $829M |
| $0 |
| 25 |
| 25 |
| 12 |
| 2 |
| n/a |
| 2024 | Mar 28, 2025 | $815M | $0 | 28 | 16 | 3 | 1 | n/a |
| 2023 | Mar 29, 2024 | $911M | $0 | 21 | 14 | 1 | 1 | $911M |
| 2022 | Mar 31, 2023 | $791M | $0 | 22 | 14 | 1 | 1 | $791M |
| 2021 | Apr 1, 2022 | $472M | $0 | 22 | 14 | 1 | 1 | $428M |
| 2020 | Mar 30, 2021 | $426M | $0 | 16 | 11 | 1 | 1 | $325M |
| 2019 | Mar 31, 2020 | $374M | $0 | 16 | 11 | 1 | 1 | $325M |
| 2018 | Mar 29, 2019 | $205M | $0 | 16 | 13 | 1 | 1 | $205M |
| 2017 | Mar 30, 2018 | $237M | $0 | 9 | 8 | 1 | 1 | $237M |