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F•••• C••••••• A•••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

F•••• C••••••• A•••• M••••••••• I••

CRD 140777

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6aeb92cc-08a5-16b9-6851-750e73a1d4b3

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 162
Dated events: 40
On other graphs: 0
Observed: Apr 11, 2012 to May 27, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.17 related_bd=true related_bank=false bd_reps=55.0
Regulatory AUM: $465MItem 5.F on the latest filing (2026-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $435M
Private client RAUM: $383MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 75
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 75

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H•••• A••••• K•••••••••	n/a	COLUMBIA, SC \| North Myrtle Beach, SC \| Myrtle Beach, SC	19	35	1	yes
T•••••• R••• C••••••	n/a	Cowpens, SC \| Boiling Springs, SC \| Spartanburg, SC \| SPARTANBURG, SC \| CHARLOTTE, NC

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• M•••	DIRECTOR, SECRETARY	Na	yes	04/2024	May 15, 2024	Nov 15, 2024
C••••••• B••••	Director	Na	yes	01/2016	Mar 23, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• A•••• M•••••••••	n/a	Other adviser	$32B	N	yes	n/a
S•• W••••• L••	n/a	Independent wealth	$3.1B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	4	yes
Boston	Ma	United States	3	yes
Columbia	Sc	United States	3	yes
Sumter	Sc	United States	3	yes
Raleigh	Nc

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	8	-7	10.7%	0	0	0	7	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$465M	$167M	178.5%	$274M	19.3%	58	53	23	22

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••• C••••••• I••••••• S•••••••• I•••	2	Feb 27, 2026	May 15, 2017	SUMTER, SC	Team lift out	RIA to ibd	3.4%
S•• W•••••	3	Dec 31, 2025

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••• C••••••• I••••••• S•••••••• I•••	2	Oct 13, 2023	Oct 25, 2022	CONCORD, NC	Team lift out	Ibd to RIA	0.8%
F•••• C••••••• I••••••• S•••••••• I•••	2	Sep 6, 2022

Relationships

showing 80 of 162

Registered with (72)

← CARY LEE BEACHAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← M•••••• J WASSELLAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← STEVEN RICHARD COLFORDAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← TRACI BROCKMAN PENNELL

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 2, 2026
Advisor departed, no destination yet
Amanda Kornegay Black no longer registered at F•••• C••••••• A•••• M••••••••• I••; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
F•••• C••••••• A•••• M••••••••• I•• reported RAUM $465.1M, up 178% from $167.0M (2025-12-10 to 2026-03-31)
Form ADVobserved 6 days ago
$298M
Occurred
Mar 23, 2026
Advisor departed, no destination yet
Vanya Justine Hines no longer registered at F•••• C••••••• A•••• M••••••••• I••; no later IA registration on IAPD
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aeb92cc-08a5-16b9-6851-750e73a1d4b3
First observed: Apr 11, 2012
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 14, 2026	$465M	$435M	58	32	23	n/a	n/a
2024	Mar 31, 2025	$167M	$167M	53	33	22	n/a	n/a
2023	Mar 30, 2024	$523M	$496M	52	32	25	n/a	n/a
2022	Mar 30, 2023	$274M	$261M	49	31	23	n/a	n/a
2021	Mar 31, 2022	$106M	$106M	43	23	15	n/a	n/a
2020	Apr 1, 2021	$110M	$106M	41	27	21	n/a	n/a
2019	Jun 1, 2020	$136M	$103M	46	29	21	n/a	n/a
2018	Mar 29, 2019	$155M	$63.6M	48	34	23	n/a	n/a
2017	Mar 23, 2018	$167M	$130M	41	27	23	n/a	n/a
2016	Mar 29, 2017	$164M	$164M	41	28	n/a	n/a	n/a
2015	Apr 15, 2016	$165M	$64.3M	34	34	n/a	n/a	n/a
2011	Apr 11, 2012	$67.8M	$0	n/a	n/a	n/a	n/a	n/a