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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DANIEL CARTER

Advisor at WELLS FARGO ADVISORS

WESTLAKE, OH | BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01036c6a-47ed-0a2c-73d5-8ab2c068a08e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 8, 2002
First registration: Jan 24, 2007
Dual registered: yes, broker-dealer
Other names: DANIEL EVERETT CARTER|DANIEL EVERETT JAMES CARTER
IAPD individual key: 4545979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2022	n/a	yes	BEACHWOOD, OH\|WESTLAKE, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 17, 2012	Oct 7, 2022	no	WESTLAKE, OH\|WESTLAKE, OH	Previous registration
EDWARD JONES	National bd RIA	Jan 24, 2007	Aug 17, 2012	no	BAY VILLAGE, OH\|BAY VILLAGE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Oct 7, 2022	Oct 7, 2022	0	Channel change	Wirehouse to wirehouse
EDWARD JONES	WELLS FARGO ADVISORS	Aug 17, 2012	Aug 17, 2012	0	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:OH:2022-09-23	Oct 7, 2022	Oct 7, 2022	WESTLAKE, OH	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2012 to Oct 7, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 24, 2007 to Aug 17, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01036c6a-47ed-0a2c-73d5-8ab2c068a08e
First observed: Jan 24, 2007
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL CARTER

Advisor at WELLS FARGO ADVISORS

WESTLAKE, OH | BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01036c6a-47ed-0a2c-73d5-8ab2c068a08e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Oct 7, 2022

n/a

yes

BEACHWOOD, OH|WESTLAKE, OH

Current employment

WELLS FARGO ADVISORS

Wirehouse

Aug 17, 2012

Oct 7, 2022

WESTLAKE, OH|WESTLAKE, OH

Previous registration

EDWARD JONES

National bd RIA

Jan 24, 2007

Aug 17, 2012

BAY VILLAGE, OH|BAY VILLAGE, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Oct 7, 2022

Channel change

Wirehouse to wirehouse

EDWARD JONES

WELLS FARGO ADVISORS

Aug 17, 2012

Firm change

Ibd to wirehouse

Team

Left

Joined

From

Kind

19616:11025:OH:2022-09-23

Oct 7, 2022

WESTLAKE, OH

Firm change