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Advisor at WELLS FARGO ADVISORS
SHORT HILLS, NJ | RED BANK, NJ | BEDMINSTER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 11, 2023 | n/a | yes | RED BANK, NJ|SHORT HILLS, NJ|RED BANK, NJ|BEDMINSTER, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 24, 2014 | Jul 3, 2023 | no | NEW YORK, NY|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Dec 6, 2013 | Aug 7, 2014 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 10, 2012 | Dec 18, 2013 | no | ISELIN, NJ|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 9, 2009 | Mar 15, 2011 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 3, 2023 | Aug 11, 2023 | 39 | Firm change | Wirehouse to wirehouse |
| BARCLAYS CAPITAL INC. | UBS FINANCIAL SERVICES INC. | Aug 7, 2014 | Jul 24, 2014 | -14 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | BARCLAYS CAPITAL INC. | Dec 18, 2013 | Dec 6, 2013 | -12 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Mar 15, 2011 | Apr 10, 2012 | 392 | Firm change | Wirehouse to wirehouse |